Alfred G. Marchetti
Professional summary
Alfred George Marchetti was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alfred is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Alfred had worked at 9 firms, which includes J.P.R. CAPITAL CORP., TRADEPORTAL SECURITIES INC., METRO TRADING INC., GLOBAL STRATEGIES GROUP INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N, THE STUART-JAMES COMPANY INCORPORATED, J F LOWE & COMPANY INCORPORATED, ALISON BAER SECURITIES INC., R.B. MARICH INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2002 - November 12, 2003
J.P.R. CAPITAL CORP.
April 20, 2000 - July 30, 2002
TRADEPORTAL SECURITIES, INC.
September 18, 1997 - December 3, 2002
METRO TRADING, INC.
June 3, 1997 - September 24, 1997
GLOBAL STRATEGIES GROUP, INC.
March 6, 1992 - August 7, 1997
TUSCANY EQUITY MANAGEMENT CORPORATI0N
December 19, 1989 - March 29, 1990
THE STUART-JAMES COMPANY, INCORPORATED
November 1, 1989 - January 30, 1990
J F LOWE & COMPANY INCORPORATED
February 17, 1989 - October 19, 1989
ALISON, BAER SECURITIES INC.
October 19, 1988 - February 4, 1989
R.B. MARICH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/17/2000
Limited Representative-Equity Trader ExamCurrent Firm
J.P.R. CAPITAL CORP.
CRD#: 38056 / SEC#: , 8-48061
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
