Joe M. Cantu

CANTU TACTICAL WEALTH MANAGEMENT

Fort Lauderdale, FL

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CRD#: 1863419

Professional summary

Joe Manuel Cantu is a registered financial advisor currently at CANTU TACTICAL WEALTH MANAGEMENT, INC. located in Fort Lauderdale, Florida.

Joe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Joe has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CAPTAIN OF BOAT ON WEEKENDS. 2. Joe Cantu is a licensed insurance agent in Florida.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Manuel Cantu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2010 - Present

CANTU TACTICAL WEALTH MANAGEMENT, INC.

RIA

CRD#: 152210

Fort Lauderdale, FL

Past

August 2, 2007 - January 25, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT LAUDERDALE, FL

Past

August 2, 2007 - January 25, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT LAUDERDALE, FL

Past

April 2, 2007 - August 6, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

AVENTURA, FL

Past

April 2, 2007 - August 6, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

AVENTURA, FL

Past

April 2, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

AVENTURA, FL

Past

April 1, 2002 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

AVENTURA, FL

Past

November 23, 1994 - April 9, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 11, 1990 - December 2, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 20, 1988 - April 16, 1990

LOVETT UNDERWOOD NEUHAUS & WEBB, INC.

CRD#: 22540

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/10/2010)

IAR

Florida
(2/4/2010)

IAR

Georgia
(3/7/2018)

IAR

Texas
(1/25/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/26/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/1/1997

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/17/1988

General Securities Representative Examination

Current Firm

CANTU TACTICAL WEALTH MANAGEMENT, INC.

CANTU PENSION INCOME TACTICS, INC. | CANTU TACTICAL WEALTH MANAGEMENT, INC.

CRD#: 152210 / SEC#:

California

Registered Investment Advisory firm - (2/9/2010 Approved)

Florida

Registered Investment Advisory firm - (2/4/2010 Approved)

Georgia

Registered Investment Advisory firm - (3/7/2018 Approved)

Texas

Registered Investment Advisory firm - (1/25/2010 Approved)

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Contact information

Main Address

Fort Lauderdale, FL

Mailing Address

Phone number

(713) 992-5153

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 53,404,815

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joe M. Cantu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Manuel Cantu's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LOVETT UNDERWOOD NEUHAUS & WEBB, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/1994

Series 63

Date: 9/26/1988

Series 3

Date: 12/1/1997

Series 7

Date: 9/17/1988

Current Firm

CANTU TACTICAL WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CANTU TACTICAL WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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