Courtney S. West
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Courtney Stanley West, who also goes by Court West, was a registered financial professional .
Courtney is a previously registered financial professional and started their career in finance in 1988. Courtney had worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2019 - June 2, 2022
STARWOOD CAPITAL, L.L.C.
March 10, 2016 - October 9, 2019
NATIONWIDE INVESTMENT ADVISORS, LLC
July 24, 2014 - March 21, 2016
NATIONWIDE SECURITIES, LLC
November 29, 2012 - October 9, 2019
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 19, 2011 - November 9, 2012
SALIENT CAPITAL ADVISORS, LLC
March 25, 2011 - November 14, 2011
SALIENT ADVISORS, L.P.
March 25, 2011 - November 14, 2011
CYPRESS CREEK PARTNERS
March 17, 2011 - November 9, 2012
SALIENT CAPITAL L.P.
November 5, 2008 - March 25, 2011
JANNEY MONTGOMERY SCOTT LLC
November 5, 2008 - March 25, 2011
JANNEY MONTGOMERY SCOTT LLC
June 27, 2007 - November 5, 2008
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
February 13, 2003 - June 26, 2007
RITTENHOUSE ASSET MANAGEMENT, INC.
February 13, 2003 - June 26, 2007
NUVEEN FUND ADVISORS, LLC
February 21, 2002 - June 22, 2007
NUVEEN SECURITIES, LLC
October 26, 2001 - March 11, 2002
INVESMART SECURITIES, LLC
June 20, 2000 - April 6, 2001
METROPOLITAN LIFE INSURANCE COMPANY
June 20, 2000 - April 6, 2001
MSI FINANCIAL SERVICES, INC.
June 24, 1996 - May 22, 2000
DELAWARE DISTRIBUTORS, L.P.
November 2, 1993 - August 1, 1995
DELAWARE DISTRIBUTORS, L.P.
November 21, 1989 - July 23, 1992
CETERA INVESTMENT SERVICES LLC
August 15, 1988 - November 27, 1989
INTEGRATED RESOURCES INVESTMENT CENTERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STARWOOD CAPITAL, L.L.C.
CRD#: 146057 / SEC#: , 8-67788
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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