JM
Joshua Mondschein
RMR WEALTH BUILDERS
Montclair, NJ 07042
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CRD#: 1863215
JM
Professional summary
Joshua Mondschein is a registered financial advisor currently at RMR WEALTH BUILDERS, INC. located in Montclair, New Jersey.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Joshua has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Mondschein Associates, Inc. Non-Investment related. Address: 450 N END AVE, 19A, New York, NY 10282. Nature of Business: Personal & Commercial Lines Licensed Life/Health & Property/Casualty Insurance Agent and Broker, Pension/401(k) Consultant. Position: Owner. Hours per month: 160. Hours per month during Securities trading hours: 140. Duties/Responsibilities: President of company. Specializes in Personal Lines, wealth preservation, Asset Protection & Estate Planning. 2) William H. Kearns Foundation. Non-Investment related. Address: 59 Seaview Drive, Montecito, CA 93108. Nature of Business: Supports charitable, religious, scientific, literary, and educational programs. Position: Uncompensated Director and Board Member. Hours per month: 5 Hours per month during Securities trading hours: 0. Duties/Responsibilities: Prepare Board Meeting minutes for approval, review and monitor financial statements, analyze, evaluate, approve, and monitor the compensation program for the one paid Director. 3) HR Ease, LLC. Non-Investment related. Address: 1715 N Westshore Blvd., #200, Tampa, FL 33607. Nature of Business: Benefit Administration Platform. Position/Title/Relationship: Director. Hours per month: 5. Hours per month during Securities trading hours: 5. Duties/Responsibilities: This is a benefit administration platform that assists companies in navigating employee benefit administration and decision making. 4) Wealth Builders Ventures OC, LLC. Non-Investment related. Address:251 Little Falls C/O Corporate Services Company. Wilmington DE 19808. Nature of Business: LLC formed for investment in Orange Comet. Position: Member. Start Date 04/23/2022. Hours per month: less than 5. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Member of the LLC. No products or services offered. LLC is formed as a holding company for the Orange Comet investment.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Mondschein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2020 - Present
RMR WEALTH BUILDERS, INC.
Office #1: 111 Grove Street Suite 203, Montclair, NJ 07042RIA
CRD#: 169005
Montclair, NJ
Past
November 5, 2018 - January 2, 2023
CALTON & ASSOCIATES, INC.
RIA
CRD#: 20999
New York, NY
Past
August 31, 2012 - January 2, 2023
CALTON & ASSOCIATES, INC.
BD
CRD#: 20999
NEW YORK, NY
Past
June 14, 1995 - September 4, 2012
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NEW YORK, NY
Past
July 16, 1992 - March 16, 1995
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
August 19, 1991 - June 10, 1992
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
October 19, 1988 - February 14, 1995
BERKSHIRE EQUITY SALES, INC.
BD
CRD#: 87
PITTSFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RMR WEALTH BUILDERS, INC.
RMR WEALTH BUILDERS, INC | RUSSO JR, JOSEPH JAMES | RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(10/22/2020)
IAR
New York(2/20/2021)
IAR
Texas(5/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RW
RMR WEALTH BUILDERS, INC.
RMR WEALTH BUILDERS, INC | RUSSO JR, JOSEPH JAMES | RMR WEALTH BUILDERS, INC.
CRD#: 169005 / SEC#: 801-80404
RIA
Registered Investment Advisory firm - (10/14/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
111 Grove Street Suite 203, Montclair, NJ 07042
Mailing Address
Phone number
(201) 836-2460
Established
Firm type
Fiscal year end
# of Employees
49
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,428 |
| AUM (Assets Under Management) | $ 2,199,565,329 |
Red Flags
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