Jayne A. Porter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jayne Ann Porter was a registered financial professional .
Jayne is a previously registered financial professional and started their career in finance in 1989. Jayne had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2014 - January 4, 2023
SANTANDER US CAPITAL MARKETS LLC
March 28, 2012 - October 14, 2014
AMHERST SECURITIES GROUP, L.P.
February 27, 2006 - November 18, 2011
OPPENHEIMER & CO. INC.
February 27, 2006 - November 18, 2011
OPPENHEIMER & CO. INC.
August 22, 2000 - November 17, 2005
UBS FINANCIAL SERVICES INC.
August 22, 2000 - November 17, 2005
UBS FINANCIAL SERVICES INC.
May 16, 1995 - May 15, 2000
AMHERST SECURITIES GROUP, L.P.
May 16, 1994 - November 23, 1994
M.G.S.I. SECURITIES, INC.
December 4, 1992 - May 20, 1994
WESTCAP SECURITIES, L.P.
December 4, 1992 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
December 11, 1989 - December 11, 1992
UBS FINANCIAL SERVICES INC.
November 13, 1989 - December 12, 1989
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
September 19, 1989 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SANTANDER US CAPITAL MARKETS LLC
CRD#: 150696 / SEC#: , 8-68282
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS LLC | SOLE MEMBER | |
| LANE, JASON DEARMOND | CHIEF COMPLIANCE OFFICER | 2671708 |
| PACHECO, MERCEDES MARIA | CHIEF LEGAL OFFICER | 2909083 |
| PRIETO-MORENO, GERARDO | PRINCIPAL OPERATIONS OFFICER | 7295411 |
| SANTANGELO, MICHAEL JOHN | CFO | 4705334 |
| VITALE, PAUL N | FINOP, PRINCIPAL FINANCIAL OFFICER | 5909566 |
| WALSH, JOSEPH NORTON III | CEO | 2804671 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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