Gary A. Lyons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Aaron Lyons was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1989. Gary had worked at 3 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 1992 - October 16, 2001
SHAREMASTER
June 5, 1991 - March 20, 1992
NORTH AMERICAN MANAGEMENT, INC.
March 31, 1989 - August 31, 1989
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SHAREMASTER
CRD#: 24019 / SEC#: , 8-40906
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEIGENBAUM, HOWARD | OWNER/CHIEF COMPLIANCE OFFICER | 866278 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
