Robert S. Rexford

REXFORD CAPITAL

BELLAIRE, TX

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CRD#: 1863055

Professional summary

Robert Stanley Rexford JR, CFP®, who also goes by Robert Stanley Rexford, is a registered financial advisor currently at REXFORD CAPITAL located in Bellaire, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Robert has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Income Management

Retirement Planning

Investment Planning

Do you have an area of expertise or specialization?

Estate & Generational Planning...

High Net Worth Client Needs

Investment Advice with Ongoing...

Retirement Plan Investment Adv...

Women's Financial Planning Iss...

Are you a "fiduciary"?

Yes

Aliases

Robert Stanley Rexford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Stanley Rexford JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

September 19, 2003 - Present

REXFORD CAPITAL

RIA

CRD#: 128227

BELLAIRE, TX

Past

September 20, 1990 - September 26, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HOUSTON, TX

Past

September 20, 1990 - September 26, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 19, 1988 - September 26, 1990

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

August 23, 1988 - September 10, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REXFORD CAPITAL

REXFORD CAPITAL | REXFORD CAPITAL, INC. | REXFORD CAPITAL WEALTH MANAGEMENT | REXFORD CAPITAL INC.

CRD#: 128227 / SEC#: 801-132164

RIA

Registered Investment Advisory firm - (5/21/2025 Approved)

Louisiana

Registered Investment Advisory firm - (3/31/2016 Terminated)

Tennessee

Registered Investment Advisory firm - (11/6/2013 Terminated)

Texas

Registered Investment Advisory firm - (10/3/2011 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/19/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/1993

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/1/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Current Firm

REXFORD CAPITAL

REXFORD CAPITAL | REXFORD CAPITAL, INC. | REXFORD CAPITAL WEALTH MANAGEMENT | REXFORD CAPITAL INC.

CRD#: 128227 / SEC#: 801-132164

RIA

Registered Investment Advisory firm - (5/21/2025 Approved)

Louisiana

Registered Investment Advisory firm - (3/31/2016 Terminated)

Tennessee

Registered Investment Advisory firm - (11/6/2013 Terminated)

Texas

Registered Investment Advisory firm - (10/3/2011 Approved)

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Contact information

Main Address

Bellaire, TX

Mailing Address

Phone number

(713) 838-8383

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (5/19/2025)

Regulatory assets under management

Total Number of Accounts	188
AUM (Assets Under Management)	$ 128,093,839

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Robert S. Rexford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Stanley Rexford JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CIBC WORLD MARKETS CORP.

LEHMAN BROTHERS INC.

Primary Firm SEC Registration

REXFORD CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/1993

Series 63

Date: 9/1/1988

Series 7

Date: 8/20/1988

Current Firm

REXFORD CAPITAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REXFORD CAPITAL

TRUST BUT VERIFY

Contact information

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