Mary M. Refior
Professional summary
Mary Margaret Refior, who also goes by Mary Margaret Ryan, Mary Ryan, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Mary is registered as a RR (Registered Representative) and started their career in finance in 1989. Mary has worked at 12 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mary Margaret Refior's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2022 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153March 25, 2022 - September 2, 2022
OSAIC WEALTH, INC.
December 18, 2020 - April 29, 2022
LPL FINANCIAL LLC
December 16, 2020 - April 29, 2022
LPL FINANCIAL LLC
April 25, 2016 - May 17, 2019
PRUCO SECURITIES, LLC.
June 15, 2015 - May 17, 2019
PRUCO SECURITIES, LLC.
January 24, 2011 - December 22, 2014
ALLSTATE FINANCIAL SERVICES, LLC
May 31, 2005 - April 22, 2009
JOHN HANCOCK DISTRIBUTORS LLC
December 23, 1996 - March 7, 2006
ESSEX NATIONAL SECURITIES, LLC
August 7, 1995 - March 20, 1996
CAPITAL BROKERAGE CORPORATION
May 21, 1993 - August 3, 1995
INDEPENDENT FINANCIAL SECURITIES, INC.
September 30, 1991 - June 9, 1993
LEHMAN BROTHERS INC.
January 30, 1990 - October 13, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
January 30, 1990 - October 13, 1991
EQUITABLE ADVISORS, LLC
May 23, 1989 - February 13, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2022)
(10/17/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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