Christina Y. Hawkins
Professional summary
Christina Yewshenko Hawkins, who also goes by Christina Rosana Yewshenko Hawkins, Christina Rosana Yewshenko, is a registered financial professional currently at SAFRA SECURITIES LLC located in New York, New York.
Christina is registered as a RR (Registered Representative) and started their career in finance in 2001. Christina has worked at 6 firms and has passed the Series 65, Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christina Yewshenko Hawkins's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2011 - Present
SAFRA SECURITIES LLC
Office #1: 546 Fifth Ave, New York, NY 10036Office #2: 546 Fifth Avenue, New York, NY 10036July 6, 2009 - February 10, 2011
CHASE INVESTMENT SERVICES CORP.
July 6, 2009 - February 10, 2011
CHASE INVESTMENT SERVICES CORP.
October 1, 2008 - July 7, 2009
J.P. MORGAN SECURITIES LLC
October 1, 2008 - July 7, 2009
J.P. MORGAN SECURITIES LLC
November 16, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
November 16, 2006 - October 1, 2008
J.P. MORGAN SECURITIES INC.
January 19, 2006 - November 17, 2006
CHASE INVESTMENT SERVICES CORP.
January 18, 2006 - November 17, 2006
CHASE INVESTMENT SERVICES CORP.
March 19, 2004 - September 9, 2004
ITAU BBA USA SECURITIES, INC.
August 17, 2001 - January 26, 2004
SAFDIE INVESTMENT SERVICES CORP.
January 8, 2001 - January 26, 2004
SAFDIE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2011)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 12/5/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
SAFRA SECURITIES LLC
CRD#: 47873 / SEC#: , 8-51935
Contact information
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAFRA NATIONAL BANK OF NEW YORK | SOLE SHAREHOLDER | |
| BONFIM, CARLOS CESAR BERTACO | DIRECTOR | |
| COLOMBO, RAFAELO | DIRECTOR | 6054935 |
| DIBIASI, ANTHONY | FINOP | 6435706 |
| GRUNWALD, MARK STEVEN | DIRECTOR & PRESIDENT | 3262204 |
| JAVIER, SIGMUND PETER | DIRECTOR | 6002619 |
| MCCARTHY, GERARD THOMAS | CHIEF COMPLIANCE OFFICER | 3121615 |
| MORATO, SIMONI PASSOS | DIRECTOR | 5568481 |
| OSWALD, THOMAS FRANCIS | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 1828798 |
| YOU, SANG MIN JIMMY | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6693855 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
