Otis Page Iii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Otis Page Iii, who also goes by Otis Sherman Page III, Otis Sherman Page, was a registered financial professional .
Otis is a previously registered financial professional and started their career in finance in 1988. Otis had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2015 - July 24, 2015
DESTRA CAPITAL INVESTMENTS LLC
October 1, 2004 - May 31, 2013
JANUS HENDERSON DISTRIBUTORS US LLC
December 31, 2000 - October 5, 2004
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 8, 1999 - December 31, 2000
DELAWARE DISTRIBUTORS, L.P.
October 20, 1997 - February 10, 1998
WOODBURY FINANCIAL SERVICES, INC.
October 15, 1993 - June 2, 1995
VOYA FINANCIAL PARTNERS, LLC
September 11, 1991 - October 15, 1993
AELTUS CAPITAL, INC
December 23, 1988 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DESTRA CAPITAL INVESTMENTS LLC
CRD#: 148299 / SEC#: , 8-68006
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
