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Norbert Joseph Tuseo

CRD# 1862693·Registered 1988 - 2013
Previously Registered: Being a previously registered professional could mean that Norbert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Norbert Joseph Tuseo, who also goes by Tuseo, was a registered financial advisor. Norbert was a previously registered financial professional and started their career in finance 1988 - 2013. Norbert had worked at 5 firms and has passed the Series 63, SIE and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tuseo

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

DELTA SECURITIES COMPANY, LLC·CRD# 130577
BD
Maitland, FL
July 3, 2013 - September 13, 2013
SIGNATURE ESTATE SECURITIES, LLC·CRD# 18923
BD
Augustine, FL
November 19, 1998 - December 31, 2014
CFG SECURITIES CORP.·CRD# 10815
BD
Longwood, FL
April 1, 1998 - November 24, 1998
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Rockville, MD
February 27, 1989 - December 31, 1996
SOURCE SECURITIES, INC.·CRD# 8026
BD
August 16, 1988 - February 17, 1989

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Current Firm

DS
DELTA SECURITIES COMPANY, LLC

DELTA SECURITIES COMPANY, LLC | MAITLAND SECURITIES, INC.

CRD#: 130577 / SEC#: 8-66364
BD
Terminated by SEC on 03/19/2022

Contact Information

Established

Florida since 08/12/2019

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DELTA FINANCIAL HOLDINGS COMPANY, LLCOWNER—
JOHNSON, MEGAN REBECCACCO6911479
SAVALLO, LAWRENCE JAMESFINOP1195178

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Aug 1988About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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