William I. Steinberg

KELMAN LAZAROV

MEMPHIS, TN 38137

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CRD#: 1862513

Professional summary

William Ira Steinberg, CFP®, who also goes by Bill Steinberg, is a registered financial advisor currently at KELMAN LAZAROV INC located in Memphis, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. William has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Steinberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Kelman-Lazarov, Inc. ,Corporation, Start: 04/01/1995, 5100 Poplar Ave. Ste 2805, Memphis, TN 38137, RIA, IAR of Kelman-Lazarov, Investment Related, 80 hours per month, 4 hours per day during trading hours. 2. Author, Sole Proprietor, Start: 08/2012, 5125 Norich Ave. Memphis, TN 38117, Screen Play/Book Writer, Not Investment Related, 20 hours per month, 0 hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ira Steinberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 16, 2004 - Present

KELMAN LAZAROV INC

Office #1: 5100 Poplar Avenue Suite 2904, Memphis, TN 38137

RIA

CRD#: 107727

MEMPHIS, TN

Past

July 22, 2016 - September 24, 2024

MUTUAL SECURITIES, INC.

CRD#: 13092

Memphis, TN

Past

September 15, 1998 - July 25, 2016

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MEMPHIS, TN

Past

January 31, 1997 - September 10, 1998

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

April 10, 1995 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

October 19, 1988 - April 10, 1995

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KELMAN LAZAROV INC

CRD#: 107727 / SEC#: 801-45185

RIA

Registered Investment Advisory firm - (12/7/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(3/16/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/7/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/4/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/1988

General Securities Representative Examination

Current Firm

KELMAN LAZAROV INC

CRD#: 107727 / SEC#: 801-45185

RIA

Registered Investment Advisory firm - (12/7/1993 Approved)

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Contact information

Main Address

5100 Poplar Ave, Ste 2805, Memphis, TN 38137-2805

Mailing Address

Phone number

(901) 685-8284

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KELMAN-LAZAROV FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,353
AUM (Assets Under Management)	$ 705,429,123

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William I. Steinberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Ira Steinberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

RAYMOND JAMES & ASSOCIATES, INC.

Primary Firm SEC Registration

KELMAN LAZAROV INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/7/1996

Series 63

Date: 11/4/1988

SIE

Date: 10/1/2018

Series 7

Date: 10/15/1988

Current Firm

KELMAN LAZAROV INC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KELMAN LAZAROV INC

TRUST BUT VERIFY

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