Russell F. Vann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Franklin Vann IV, who also goes by Russell Franklin Vann, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1988. Russell had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2014 - January 19, 2017
INVESTACORP ADVISORY SERVICES INC
April 2, 2014 - January 19, 2017
INVESTACORP, INC.
May 9, 2013 - April 8, 2014
SUMMIT FINANCIAL GROUP INC
April 26, 2013 - April 8, 2014
SUMMIT BROKERAGE SERVICES, INC.
June 1, 2007 - May 1, 2013
MML INVESTORS SERVICES, LLC
April 29, 2004 - May 1, 2013
MML INVESTORS SERVICES, LLC
May 3, 1999 - April 26, 2004
PARK AVENUE SECURITIES LLC
April 11, 1990 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
August 25, 1988 - April 18, 1990
WS GRIFFITH SECURITIES, INC.
August 25, 1988 - April 18, 1990
HOME LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTACORP ADVISORY SERVICES INC
CRD#: 109011 / SEC#: 801-57738
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
