Daniel S. Solicito
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Steven Solicito, who also goes by Daniel Steven Solicito Sr, Daniel Solicito Sr, Daniel Solicito, Daniel Stevens, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1988. Daniel had worked at 12 firms and has passed the Series 63, Series 65, Series 6, Series 7, Series 3 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2011 - September 5, 2014
MONEY CONCEPTS CAPITAL CORP
December 12, 2006 - September 16, 2008
NEW ENGLAND SECURITIES
October 26, 2005 - September 13, 2006
MML INVESTORS SERVICES, LLC
August 13, 2004 - January 21, 2005
CHASE INVESTMENT SERVICES CORP.
May 3, 1999 - August 31, 2004
PARK AVENUE SECURITIES LLC
April 6, 1999 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
November 5, 1998 - February 22, 1999
MORGAN STANLEY DW INC.
June 11, 1998 - September 17, 1998
GKN SECURITIES CORP.
December 22, 1993 - December 1, 1998
VERAVEST INVESTMENTS, INC.
February 15, 1990 - December 10, 1993
METROPOLITAN LIFE INSURANCE COMPANY
February 14, 1990 - December 10, 1993
MSI FINANCIAL SERVICES, INC.
August 3, 1988 - December 5, 1989
SUPER FUND SECURITIES CORP.
Primary Firm SEC Registration
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONEY CONCEPTS CAPITAL CORP
CRD#: 12963 / SEC#: 801-39736, 8-29671
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
