Dominique Picon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dominique Picon was a registered financial professional .
Dominique is a previously registered financial professional and started their career in finance in 1990. Dominique had worked at 1 firm and has passed the Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 1990 - April 30, 2001
BANQUE WORMS MANAGEMENT CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BANQUE WORMS MANAGEMENT CORPORATION
CRD#: 22850 / SEC#: , 8-39961
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
