Dbie A. Johnson

ALERA INVESTMENT ADVISORS

Cincinnati, OH

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CRD#: 1861767

Professional summary

Dbie Anna Johnson, who also goes by Dbie Anna Burdick, Dbie Miller Burdick, Dbie Burdick, Dbie Anna Miller, Dbie Anna Morrison, is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in Cincinnati, Ohio and OSAIC WEALTH, INC. located in Deerfield, Illinois.

Dbie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Dbie has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dbie Anna Burdick | Dbie Miller Burdick | Dbie Burdick | Dbie Anna Miller | Dbie Anna Morrison

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/1/2024 - ALERA GROUP- Outside/W-2 Employment- IL 60015- Non Inv Rel- 60 Hrs Per Mnth- 8 Hrs During Trading- Start Date 07/01/2022

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dbie Anna Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2024 - Present

ALERA INVESTMENT ADVISORS, LLC

RIA

CRD#: 287906

Cincinnati, OH

Current

March 20, 2025 - Present

OSAIC WEALTH, INC.

Office #1: Three Parkway North Suite 500, Deerfield, IL 60015

RIA

CRD#: 23131

Deerfield, IL

Past

September 18, 2024 - November 15, 2024

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

August 5, 2024 - September 4, 2024

ALERA INVESTMENT ADVISORS, LLC

RIA

CRD#: 287906

Cincinnati, OH

Past

February 9, 2022 - November 1, 2024

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

Scottsdale, AZ

Past

February 7, 2022 - August 23, 2024

LPL FINANCIAL LLC

CRD#: 6413

SCOTTSDALE, AZ

Past

January 24, 2018 - June 15, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

CINCINNATI, OH

Past

January 24, 2018 - June 15, 2021

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

CINCINNATI, OH

Past

April 4, 2007 - January 22, 2018

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

Cincinnati, OH

Past

March 30, 2007 - January 22, 2018

STANCORP EQUITIES, INC.

CRD#: 19517

CINCINNATI, OH

Past

March 21, 2003 - February 23, 2007

FOURTH STREET PERFORMANCE PARTNERS, INC.

RIA

CRD#: 107339

CINCINNATI, OH

Past

March 20, 2003 - March 14, 2007

FOURTH STREET FINANCIAL GROUP, INC.

CRD#: 29704

CINCINNATI, OH

Past

April 12, 2000 - September 25, 2000

AETNA FINANCIAL SERVICES, INC.

CRD#: 13255

HARTFORD, CT

Past

July 27, 1999 - February 14, 2003

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

September 28, 1993 - January 12, 1998

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

Past

November 23, 1988 - September 23, 1993

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(3/20/2025)

IAR

Ohio
(11/1/2024)

Ohio
(3/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1990

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/21/1988

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

Three Parkway North Suite 500, Deerfield, IL 60015-2567

Mailing Address

Phone number

(847) 457-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	3,097
AUM (Assets Under Management)	$ 3,572,112,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Dbie A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dbie Anna Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

ALERA INVESTMENT ADVISORS, LLC

GLOBAL RETIREMENT PARTNERS LLC

LPL FINANCIAL LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

STANCORP INVESTMENT ADVISERS, INC.

STANCORP EQUITIES, INC.

FOURTH STREET PERFORMANCE PARTNERS, INC.

FOURTH STREET FINANCIAL GROUP, INC.

AETNA FINANCIAL SERVICES, INC.

VOYA FINANCIAL PARTNERS, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

ALERA INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/2000

Series 63

Date: 10/12/1988

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1990

Series 6

Date: 11/21/1988

FINRA

Current Firm

ALERA INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALERA INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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