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Kirk John Graham

CRD# 1861660·Registered 1988 - 2000
Previously Registered: Being a previously registered professional could mean that Kirk is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kirk John Graham, who also goes by Kirk J Graham, Kirk St John Graham, was a registered financial advisor. Kirk was a previously registered financial professional and started their career in finance 1988 - 2000. Kirk had worked at 14 firms and has passed the Series 63, Series 7, Series 62 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kirk J Graham, Kirk St John Graham

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

COUCH & COMPANY, INCORPORATED·CRD# 18433
BD
New York, NY
July 31, 1999 - April 13, 2000
FLETCHER AND FARADAY, INC.·CRD# 29769
BD
Hempstead, NY
May 22, 1997 - July 6, 2001
LLOYD WADE SECURITIES INC.·CRD# 39653
BD
Dallas, TX
January 16, 1997 - May 9, 1997
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
November 7, 1995 - November 1, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N·CRD# 20016
BD
Deerfield Beach, FL
May 18, 1995 - February 20, 1996
VISION INVESTMENT GROUP, INC.·CRD# 28135
BD
September 30, 1994 - November 18, 1994
RUSSO SECURITIES INC.·CRD# 14425
BD
Staten Island, NY
April 14, 1994 - July 11, 1994
CAMELOT INVESTMENT CORP.·CRD# 21925
BD
April 20, 1993 - April 11, 1994
PATAGON.COM SECURITIES CORP.·CRD# 21040
BD
Miami Beach, FL
November 25, 1992 - April 23, 1993
FIRST ASSET MANAGEMENT, INC.·CRD# 17341
BD
Garden City, NY
September 30, 1991 - December 8, 1992
FIRST CHOICE SECURITIES CORP.·CRD# 17021
BD
March 19, 1991 - October 8, 1991
ROYCE INVESTMENT GROUP, INC.·CRD# 10494
BD
Woodbury, NY
March 8, 1989 - July 30, 1991
POWER SECURITIES CORPORATION·CRD# 15527
BD
November 18, 1988 - February 28, 1989
MADISON CHAPIN ASSOCS., INC.·CRD# 14483
BD
August 5, 1988 - November 23, 1988

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Current Firm

C&
COUCH & COMPANY, INCORPORATED

COUCH & COMPANY, INCORPORATED | THOMAS M. COUCH, INC.

CRD#: 18433 / SEC#: 8-36429
BD
Terminated by SEC on 01/30/2001

Contact Information

Established

Texas since 09/28/1981

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COUCH & COMPANY.COM HOLDING CORP.DIRECT OWNER—
COUCH, THOMAS MCDONALD JRPRESIDENT, FINOP, DIRECTOR1271694
RADICONE, ANTHONY JOECOMMON SHAREHOLDER 20%—

Disclosures

Regulatory Event

2

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1992About the Series 7 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jul 1988

Series 24 — General Securities Principal Examination

Passed Dec 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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