Kirk J. Graham
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kirk John Graham, who also goes by Kirk J Graham, Kirk St John Graham, was a registered financial professional .
Kirk is a previously registered financial professional and started their career in finance in 1988. Kirk had worked at 14 firms and has passed the Series 63, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 1999 - April 13, 2000
COUCH & COMPANY, INCORPORATED
May 22, 1997 - July 6, 2001
FLETCHER AND FARADAY, INC.
January 16, 1997 - May 9, 1997
LLOYD WADE SECURITIES INC.
November 7, 1995 - November 1, 1996
INSTITUTIONAL EQUITY CORPORATION
May 18, 1995 - February 20, 1996
TUSCANY EQUITY MANAGEMENT CORPORATI0N
September 30, 1994 - November 18, 1994
VISION INVESTMENT GROUP, INC.
April 14, 1994 - July 11, 1994
RUSSO SECURITIES INC.
April 20, 1993 - April 11, 1994
CAMELOT INVESTMENT CORP.
November 25, 1992 - April 23, 1993
PATAGON.COM SECURITIES CORP.
September 30, 1991 - December 8, 1992
FIRST ASSET MANAGEMENT, INC.
March 19, 1991 - October 8, 1991
FIRST CHOICE SECURITIES CORP.
March 8, 1989 - July 30, 1991
ROYCE INVESTMENT GROUP, INC.
November 18, 1988 - February 28, 1989
POWER SECURITIES CORPORATION
August 5, 1988 - November 23, 1988
MADISON CHAPIN ASSOCS., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 7/28/1988
Corporate Securities Limited Representative ExaminationCurrent Firm
COUCH & COMPANY, INCORPORATED
CRD#: 18433 / SEC#: , 8-36429
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUCH & COMPANY.COM HOLDING CORP. | DIRECT OWNER | |
| COUCH, THOMAS MCDONALD JR | PRESIDENT, FINOP, DIRECTOR | 1271694 |
| RADICONE, ANTHONY JOE | COMMON SHAREHOLDER 20% |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
