William S. Deakyne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Scott Deakyne JR. was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2000. William had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2021 - November 2, 2023
FRANKLIN DISTRIBUTORS, LLC
September 27, 2007 - November 16, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
January 24, 2005 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
August 17, 2000 - January 24, 2005
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 2/10/2023
Operations Professional ExaminationCurrent Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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