Felipe J. Lorie
Professional summary
Felipe J Lorie was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Felipe is a previously registered financial advisor and started their career in finance in 1998. Prior to being barred, Felipe had worked at 4 firms, which includes ATLAS ONE FINANCIAL GROUP LLC, TRADEPRO SECURITIES LLC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, CIBC WORLD MARKETS CORP..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2010 - March 22, 2010
ATLAS ONE FINANCIAL GROUP, LLC
January 9, 2009 - September 23, 2009
TRADEPRO SECURITIES, LLC.
August 9, 2004 - November 26, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 13, 2000 - November 26, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 1998 - June 21, 2000
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
ATLAS ONE FINANCIAL GROUP, LLC
CRD#: 124057 / SEC#: , 8-65620
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
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