Henry W. Mulholland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Walter Mulholland was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1989. Henry had worked at 3 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
April 16, 1990 - June 24, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 1989 - March 13, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Exams
Series 55
Date: 1/26/2004
Limited Representative-Equity Trader ExamCurrent Firm
BANC OF AMERICA SECURITIES LLC
CRD#: 26091 / SEC#: , 8-42263
Contact information
Documents
Disclosures
| Regulatory Event | 88 |
| Civil Event | 2 |
| Arbitration | 3 |
Red Flags
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