SB
Stephen P. Becker
VIRTUE CAPITAL MANAGEMENT
IRVINE, CA 92612
Some features on this profile are disabled
CRD#: 1860690
SB
Professional summary
Stephen Paul Becker is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Irvine, California.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Stephen has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BECKER FINANCIAL STRATEGIES, Title: MANAGING PRINCIPAL, Description: FIXED ANNUITIES SALES AS AN AGENT, Start Date: 01-01-2017, Address: 19800 MACARTHUR BLVD SUITE 300 IRVINE, CA 92612, Investment-related? NO, Hours per month: 80, During trading hours: 3
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Paul Becker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 1, 2021 - Present
VIRTUE CAPITAL MANAGEMENT, LLC
Office #1: 19800 Macarthur Blvd. Suite 300, Irvine, CA 92612RIA
CRD#: 167816
IRVINE, CA
Past
June 25, 2019 - June 29, 2021
VIRTUE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 167816
IRVINE, CA
Past
February 27, 2017 - January 1, 2022
BECKER WEALTH MANAGEMENT, LLC
RIA
CRD#: 286255
IRVINE, CA
Past
February 8, 2016 - November 15, 2016
INTEGRITY BROKERAGE, LLC
BD
CRD#: 117589
SEATTLE, WA
Past
June 16, 2015 - July 2, 2019
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Irvine, CA
Past
March 10, 2004 - June 16, 2015
F500 ADVISORY SERVICES, INC.
RIA
CRD#: 107519
IRVINE, CA
Past
April 29, 1999 - March 3, 2016
FINANCE 500, INC.
BD
CRD#: 12981
IRVINE, CA
Past
August 11, 1994 - March 30, 1999
INCOME NETWORK COMPANY
BD
CRD#: 20475
IRVINE, CA
Past
April 9, 1992 - June 22, 1994
AMERICAN BUSINESS SECURITIES, INC.
BD
CRD#: 18284
Past
April 19, 1991 - May 14, 1991
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 19, 1991 - May 14, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
January 31, 1990 - November 19, 1990
LIBERTY CAPITAL MARKETS, INC.
BD
CRD#: 16534
Past
July 18, 1989 - February 6, 1990
FIRST AFFILIATED SECURITIES
BD
CRD#: 23737
LA JOLLA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/1/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
