GL
Gregory L. Luken
LUKEN INVESTMENT ANALYTICS
Brentwood, TN 37027
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CRD#: 1860579
GL
Professional summary
Gregory Lee Luken, who also goes by Greg Luken, is a registered financial advisor currently at LUKEN INVESTMENT ANALYTICS, LLC located in Brentwood, Tennessee.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Gregory has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7, Series 6, Series 27, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Greg Luken
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) LUKEN INVESTMENT ANALYTICS; INSURANCE RELATED; SAME ADDRESS; FIXED INSURANCE PRODUCTS - TERM, FIXED, LTC INSURANCE PRODUCTS; INSURANCE AGENT; 2000; <5 HOURS PER MONTH; <5 HOURS DURING TRADING HOURS; FIXED INSURANCE SALES 2) GREGORY LUKEN; NOT INVESTMENT RELATED; SAME ADDRESS; OWNER OF RENTAL PROPERTY; OWNER; START DATE JUNE 2021; <1 HOUR PER MONTH; <1 HOURS PER MONTH DURING TRADING HOURS; TENANT COMMUNICATIONS FOR 3) GREGORY LUKEN; INVESTMENT RELATED; SAME ADDRESS; TRUSTEE FOR NEPHEWS TRUST ACCOUNT; NO FEES OR INCOME; START 2018; <1 HOUR PER MONTH; <1 HOURS PER MONTH DURING TRADING HOURS; OVERSEEING TRUST FBO NEPHEW
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Lee Luken's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2013 - Present
LUKEN INVESTMENT ANALYTICS, LLC
Office #1: 136 Frierson Street, Brentwood, TN 37027RIA
CRD#: 169008
Brentwood, TN
Past
May 20, 2003 - November 1, 2017
SII INVESTMENTS, INC.
RIA
CRD#: 2225
FRANKLIN, TN
Past
May 14, 2003 - November 1, 2017
SII INVESTMENTS, INC.
BD
CRD#: 2225
FRANKLIN, TN
Past
October 20, 1999 - July 31, 2003
LUKEN INVESTMENT GROUP, INC.
BD
CRD#: 47009
NASHVILLE, TN
Past
August 16, 1996 - October 18, 1999
&PARTNERS
BD
CRD#: 3767
NASHVILLE, TN
Past
December 9, 1994 - August 21, 1996
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
March 8, 1991 - December 15, 1994
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
November 16, 1988 - March 14, 1989
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LUKEN INVESTMENT ANALYTICS, LLC
LUKEN INVESTMENT ANALYTICS LLC. | LUKEN, GREGORY L | LUKEN WEALTH MANAGEMENT | LUKEN INVESTMENT ANALYTICS, LLC
CRD#: 169008 / SEC#: 801-112496
RIA
Registered Investment Advisory firm - (2/23/2018 Approved)Florida
Registered Investment Advisory firm - (3/27/2018 Terminated)Kentucky
Registered Investment Advisory firm - (3/28/2018 Terminated)Louisiana
Registered Investment Advisory firm - (3/27/2018 Terminated)Tennessee
Registered Investment Advisory firm - (4/25/2018 Terminated)Texas
Registered Investment Advisory firm - (3/27/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(7/11/2019)
IAR
Florida(11/22/2017)
IAR
Georgia(3/11/2021)
IAR
Illinois(11/17/2020)
IAR
Kentucky(12/19/2017)
IAR
Louisiana(11/1/2017)
IAR
Tennessee(11/25/2013)
IAR
Texas(11/22/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 5/10/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
LI
LUKEN INVESTMENT ANALYTICS, LLC
LUKEN INVESTMENT ANALYTICS LLC. | LUKEN, GREGORY L | LUKEN WEALTH MANAGEMENT | LUKEN INVESTMENT ANALYTICS, LLC
CRD#: 169008 / SEC#: 801-112496
RIA
Registered Investment Advisory firm - (2/23/2018 Approved)Florida
Registered Investment Advisory firm - (3/27/2018 Terminated)Kentucky
Registered Investment Advisory firm - (3/28/2018 Terminated)Louisiana
Registered Investment Advisory firm - (3/27/2018 Terminated)Tennessee
Registered Investment Advisory firm - (4/25/2018 Terminated)Texas
Registered Investment Advisory firm - (3/27/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
136 Frierson Street, Brentwood, TN 37027
Mailing Address
Phone number
(615) 550-5570
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 583 |
| AUM (Assets Under Management) | $ 236,868,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
