Michael J. Manning
Professional summary
Michael John Manning, who also goes by Michael John Manning, Mick Manning, Michael Manning, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1988. Michael has worked at 12 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael John Manning's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2025 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 300 Park Avenue 17th Floor, New York, NY 10022October 1, 2024 - October 1, 2025
WEALTHFORGE SECURITIES, LLC
February 2, 2023 - November 15, 2023
FCA CAPITAL MARKETS LLC
October 4, 2022 - May 30, 2024
FORESIDE FUND SERVICES, LLC
December 10, 2020 - July 11, 2022
PACIFIC OAK CAPITAL MARKETS, LLC
November 19, 2018 - December 31, 2020
ARETE WEALTH MANAGEMENT, LLC
February 8, 2006 - November 8, 2018
KBS CAPITAL MARKETS GROUP LLC
April 13, 2005 - February 17, 2006
TOWER SQUARE SECURITIES, INC.
March 12, 2002 - November 22, 2004
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
October 21, 1998 - March 7, 2002
MML INVESTORS SERVICES, LLC
October 11, 1988 - October 20, 1998
ROBERT W. BAIRD & CO. INCORPORATED
October 11, 1988 - October 20, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 12
Date: 9/24/1996
NYSE Branch Manager ExaminationFINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
