Mostafa Badakhshan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mostafa Badakhshan, who also goes by Mostafa Badakhsham, was a registered financial professional .
Mostafa is a previously registered financial professional and started their career in finance in 1989. Mostafa had worked at 2 firms and has passed the Series 63, Series 6, Series 3 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 1991 - January 16, 1992
M.B. GLOBAL ASSET ALLOCATION, INC.
November 15, 1989 - January 20, 1990
OXFORD CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
M.B. GLOBAL ASSET ALLOCATION, INC.
CRD#: 27116 / SEC#: , 8-43051
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
