Joyce Diane Galloway
Professional Summary
Joyce Diane Galloway, who also goes by Joyce Diane Thomas, was a registered financial advisor. Joyce was a previously registered financial professional and started their career in finance 1989 - 2020. Joyce had worked at 4 firms and has passed the Series 63, SIE, Series 99 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joyce Diane Thomas
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
CHICKASAW SECURITIES, LLC
Contact Information
Main Address
6075 Poplar Avenue, Suite 720, Memphis, TN 38119Mailing Address
6075 Poplar Avenue, Suite 720, Memphis, TN 38119Phone Number
(901) 537-1866Established
Delaware since 09/08/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CHICKASAW CAPITAL MANAGEMENT, LLC | MEMBER | — |
| GAMMILL, JEFFREY LEE | CHIEF COMPLIANCE OFFICER | — |
| MAVAR, GEOFFREY PAUL | SECRETARY, REGISTERED PRINCIPAL | 2102387 |
| MEAD, MATTHEW GREGORY | PRES., CHIEF MANAGER, ROSFP, MUNI PRINCIPAL, REG. PRINC. | 2285614 |
| THREADGILL, WILLIAM J | PRIN FINANCIAL OFF, PRIN OPS OFF, FINOP | 6665904 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1989About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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