JA
Joseph Avallone
PLANMEMBER SECURITIES
Winter Springs, FL 32708
Some features on this profile are disabled
CRD#: 1859953
JA
Professional summary
Joseph Avallone, who also goes by Joey Avallone, Joe Avallone, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Winter Springs, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Joseph has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joey Avallone | Joe Avallone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RETIREMENT PLANNING ASSOCIATES INC dba Daybright Financial.;1052 WILLA SPRINGS DRIVE;WINTER SPRINGS, FL 32708;RETIREMENT PLANNING, INSURANCE SALES, SECURITIES;PRESIDENT;START 1990;120HRS/MO;100HRS/MO DURING TRADING HOURS; IR 2) CENTRAL FLORIDA KRAZE AND FC UNITED SOCCER CLUB LLC;1052 WILLA SPRINGS DRIVE, WINTETR SPRINGS, FL 32708;SOCCER LEAGUE;START 1998;HEAD COACH/OWNER; 10HRS/MO; ZERO HRS/MO DURING TRADING;NIR 3) BENCOR INC;1052 WILLA SPRINGS DR WINTER SPRINGS, FL 32708; START DATE: 1/1/2004; A REPRESENTATIVE/AGENT; PROVIDING TAX QUALIFIED, DEFINED CONTRIBUTIOHN RETIREMENT PLANS. /FIXED INSURANCE PRODUCTS; 120HRS/MO; 120 HRS/MO DURING TRADING;IR 4)EVERBANK; BANKING PRODUCTS;1052 WILLA SPRINGS DRIVE;WINTER SPRINGS, FL 32708;5HRS/MO;5HRS/MO DURING TRADING;INVESTMENT-RELATED. 5)US RETIREMENT PARTNERS(USRP) 99 WOOD AVENUE SOUTH SUITE 501ISELIN, NJ 08830START DATE :12/31/2008;OWNER 2.5% / AN OFFICER OF THE COMPANY.;NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS:160;NUMBER OF HOURS/MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS:160 IR 6) INCLUSIV; DBA FRS PARTNERS;1052 WILLA SPRINGS DRIVE;WINTER SPRINGS, FL 32708; START DATE: 8/29/2012;ADVISORY BAORD MEMBER/RETIREMENT PLANNING;FIXED, FIXED INDEXED AND VARIABLE ANNUITIES, LONG TERM CARE AND LIFE INSURANCE; ORGINIZATION: CORPORATION;APPROX. NUM OF HRS/MTH DEVOTED TO THIS BUS:5;APPROX. NUM OF HRS/MTH DEVOTED TO THIS BUS DURING TRADING HRS:5;IR 7)CENTRAL FLORIDA SOCCER ALLIANCE(DBA)FLORIDA KRAZE KRUSH SOCCER CLUB;2428 SHOAL CREEK COURT OVIEDO, FL 32765;START DATE: 2/18/2014;NOT INVESTMENT RELATED;COACH, DIRECTOR OF SOCCER;SUMMER CLINICS FOR YOUTH SOCCER;NUM OF HRS/MTH TO THIS BUS:30 ; NUM OF HRS/MTH BUS DURING TRADING HOURS:30 8)JMD PARTNERS, LLC:1052 WILLA SPRINGS DRIVE WINTER SPRINGS, FL 32708;START DATE: 1/1/2009;COMMERCIAL REAL ESTATE RENTAL - OFFICE BUILDING HOUSING BRANCH-NOT INVESTMENT RELATED;GENERAL PARTNER;PARTNERSHIP; NUM OF HRS/MTH TO THIS BUSINESS:1 ; NUM OF HRS/MTH BUSINESS DURING TRADING HRS:1 9) U S EMPLOYEES BENEFITS SERVICE GROUP, LLC.; 1052 WILLA SPRINGS DRIVE, WINTER SPRINGS, FL 32708; START DATE: 1/1/2015; AGENT; NATURE OF BUSINESS: UMBRELLA COMPANY FOR USRP BENEFITS GROUP - INSURANCE, BENEFITS ADMINISTRATION AND INVESTMENTS; IR; APPROX. NO HRS./MOS. DEVOTED TO THIS BUS: 0; APPROX. NO HRS. /MOS. DEVOTED TO THIS BUS DURING TRADING HRS: 0 10)Seminole County Value Adjustment Board; 1101 East 1st Street, Room 2204 Sanford FL 32771; Board of Directors; hear appeals regarding denied exemptions, petitions relating to assessments, and appeals concerning ad valorem tax deferrals; 2 hrs/mo; 0 hrs/mo during trading; NIR 13)Intersport; 1700 105th Ave NE Blaine MN 55449; start date 7/31/2019; soccer coach; Coach for High School All State All American Cup; 7 hrs/mo; 0 hrs/mo during trading; NIR
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Avallone's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Avallone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 23, 2007 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 1052 Willa Springs Drive, Winter Springs, FL 32708Office #2: Daytona St College 1200 W International Spdwy Blvd Bldg 100, Suite 224-b, Daytona Beach, FL 32114Office #3: 1101 Miranda Lane, Kissimmee, FL 34741RIA
BD
CRD#: 11869
Winter Springs, FL
Current
October 5, 2007 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 1052 Willa Springs Drive, Winter Springs, FL 32708Office #2: Daytona St College 1200 W International Spdwy Blvd Bldg 100, Suite 224-b, Daytona Beach, FL 32114Office #3: 1101 Miranda Lane, Kissimmee, FL 34741RIA
BD
CRD#: 11869
Winter Springs, FL
Past
July 7, 2004 - October 8, 2007
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
WINTER SPRINGS, FL
Past
June 30, 2004 - October 8, 2007
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINTER SPRINGS, FL
Past
May 8, 1996 - July 8, 2004
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
WINTER PARK, FL
Past
May 8, 1996 - June 30, 2004
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
WINDSOR, CT
Past
August 25, 1993 - May 7, 1996
CONSECO EQUITY SALES, INC.
BD
CRD#: 4125
CARMEL, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(6/9/2025)
RR
California(10/5/2007)
RR
Colorado(1/2/2013)
RR
Florida(10/5/2007)
IAR
Florida(10/23/2007)
RR
Georgia(1/28/2008)
RR
Louisiana(7/10/2017)
RR
Missouri(3/10/2021)
RR
New York(1/2/2013)
RR
North Carolina(1/28/2008)
RR
South Carolina(2/4/2009)
RR
Tennessee(6/28/2021)
RR
Texas(6/28/2021)
IAR
Texas(6/29/2021)
RR
Virginia(1/28/2008)
RR
Washington(5/19/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Winter Springs, FL 32708TRUST BUT VERIFY
Monitor Joseph Avallone
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
