SP
Sharon S. Parker
PLANMEMBER SECURITIES
Copley, OH 44321
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CRD#: 1859915
SP
Professional summary
Sharon Sue Parker, who also goes by Sharon Parker, Sharon S Parker, Sharon Reed, Sharon Rogers, Sharon Strang, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Copley, Ohio.
Sharon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Sharon has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sharon Parker | Sharon S Parker | Sharon Reed | Sharon Rogers | Sharon Strang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) First Responder Financial Advisors-1270 S. Cleveland Massillon Rd., Bldg A, Ste 102,Copley, OH 44321; Investment related; Securities & insurance sales & svcs; Financial Professional; Start date 2/2021; 100 hrs/mnth & during trading. 2) Arnold & Parker Financial Services-1270 S. Cleveland Massillon Rd., Bldg A, Ste 102,Copley, OH 44321; Investment related; Securities & insurance sales & svcs, tax preparation; Co-Owner/Financial Professional; Start date 12/2005; 100 hrs/mnth & during trading. 3) Wellthy Living-1270 S. Cleveland Massillon Rd., Bldg A, Ste 102,Copley, OH 44321; Non-Investment related; Owner/Health Coach; Start date 12/2013; 2 hrs/mnth & during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Sharon Sue Parker's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sharon Sue Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 1270 S. Cleveland Massillon Rd., Bldg A, Suite 102, Copley, OH 44321RIA
BD
CRD#: 11869
Copley, OH
Current
February 5, 2021 - Present
PLANMEMBER SECURITIES CORPORATION
Office #1: 1270 S. Cleveland Massillon Rd., Bldg A, Suite 102, Copley, OH 44321RIA
BD
CRD#: 11869
Copley, OH
Past
January 18, 2007 - February 9, 2021
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
CONCORD TWP., OH
Past
December 1, 2005 - February 9, 2021
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
CONCORD TWP., OH
Past
December 17, 1997 - November 29, 2005
WADDELL & REED
RIA
CRD#: 866
ERIE, PA
Past
August 1, 1988 - November 29, 2005
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/11/2021)
RR
Florida(2/8/2021)
RR
Massachusetts(2/8/2021)
RR
North Carolina(2/12/2021)
RR
Ohio(2/8/2021)
IAR
Ohio(2/9/2021)
RR
Pennsylvania(2/8/2021)
RR
Tennessee(2/8/2021)
RR
Virginia(2/10/2021)
RR
West Virginia(2/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PS
PLANMEMBER SECURITIES CORPORATION
INVESTORS RETIREMENT & MANAGEMENT CORPORATION | PLANMEMBER SECURITIES CORPORATION | IRM DISTRIBUTORS, INC.
CRD#: 11869 / SEC#: 801-39177, 8-25065
RIA
Registered Investment Advisory firm - SEC (6/27/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
6187 Carpinteria Avenue, Carpinteria, CA 93013
Mailing Address
6187 Carpinteria Avenue, Carpinteria, CA 93013-2060
Phone number
(805) 684-1199
Established
California since 03/12/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
432
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869Copley, OH 44321TRUST BUT VERIFY
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