Scott P. Richardson

RICHARDSON CAPITAL MANAGEMENT

MENOMONEE FALLS, WI 53051

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CRD#: 1859684

Professional summary

Scott P Richardson, ChFC®, CLU®, who also goes by Scott P Richardson, Scott Patrick Richardson, is a registered financial advisor currently at RICHARDSON CAPITAL MANAGEMENT, LLC located in Menomonee Falls, Wisconsin.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Scott has worked at 6 firms and has passed the Series 63, Series 65, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott P Richardson | Scott Patrick Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott P Richardson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

May 18, 2004 - Present

RICHARDSON CAPITAL MANAGEMENT, LLC

Office #1: W134 N8688 Executive Parkway, Menomonee Falls, WI 53051

RIA

CRD#: 130985

MENOMONEE FALLS, WI

Past

May 8, 2000 - July 12, 2004

FIRST HEARTLAND CONSULTANTS, INC.

RIA

CRD#: 110377

MEMOMONEE FALLS, WI

Past

June 22, 1999 - July 6, 2004

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460

LAKE ST. LOUIS, MO

Past

September 2, 1994 - August 9, 1995

HOBERT & SVOBODA, INC.

CRD#: 25388

BROOKFIELD, WI

Past

January 16, 1991 - July 27, 1994

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

September 11, 1989 - March 8, 1990

STRONG INVESTMENTS, INC.

CRD#: 15658

MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RICHARDSON CAPITAL MANAGEMENT, LLC

CRD#: 130985 / SEC#: 801-63149

RIA

Registered Investment Advisory firm - (5/18/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/30/2025)

IAR

Wisconsin
(5/18/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/14/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/3/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 6/21/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/8/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/1999

General Securities Principal Examination

Current Firm

RICHARDSON CAPITAL MANAGEMENT, LLC

CRD#: 130985 / SEC#: 801-63149

RIA

Registered Investment Advisory firm - (5/18/2004 Approved)

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Contact information

Main Address

W134 N8688 Executive Parkway, Menomonee Falls, WI 53051

Mailing Address

Phone number

(262) 255-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 526,467,728

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/02/2025	Cover Page	Report
10/18/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Scott P. Richardson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott P Richardson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND CAPITAL, INC.

HOBERT & SVOBODA, INC.

LASALLE ST SECURITIES, L.L.C.

STRONG INVESTMENTS, INC.

Primary Firm SEC Registration

RICHARDSON CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/14/1999

Series 65

Date: 2/3/1998

Series 7

Date: 6/21/1999

Series 6

Date: 9/8/1989

Series 24

Date: 6/28/1999

Current Firm

RICHARDSON CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RICHARDSON CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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