Gregory A. Panagos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Andrew Panagos, who also goes by Gregory A Panagos, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1991. Gregory had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2013 - April 14, 2014
BGC FINANCIAL, L.P.
July 17, 2012 - August 8, 2013
NATALLIANCE SECURITIES, LLC
September 27, 2010 - May 23, 2012
GUGGENHEIM SECURITIES, LLC
June 2, 2010 - September 24, 2010
BENJAMIN & JEROLD BROKERAGE I, LLC
April 15, 2010 - May 6, 2010
DINOSAUR FINANCIAL GROUP, L.L.C
September 22, 2008 - December 11, 2009
AURIGA USA, LLC
November 5, 2007 - June 2, 2008
AMHERST SECURITIES GROUP, L.P.
November 17, 2004 - December 12, 2005
JVB FINANCIAL GROUP, LLC
January 5, 2004 - November 18, 2004
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
September 4, 2001 - January 2, 2004
SHEARSON FINANCIAL SERVICES, LLC
May 17, 1999 - June 25, 2001
PREBON FINANCIAL PRODUCTS INC.
April 12, 1999 - June 25, 2001
PREBON SECURITIES (USA) INC.
April 5, 1999 - April 27, 1999
PREBON FINANCIAL PRODUCTS INC.
May 18, 1995 - December 5, 1996
LIBERTY BROKERS
October 7, 1991 - May 5, 1999
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BGC FINANCIAL, L.P.
CRD#: 19801 / SEC#: , 8-39012
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BGC BROKERS US L.P. | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| AUBIN, JEAN PIERRE | EXECUTIVE MANAGING DIRECTOR EQUITIES, DERIVATIVES, FUTURES | 5596046 |
| BGCF HOLDINGS LLC | GENERAL PARTNER | |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 36 |
Red Flags
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