Matthew Walter Johnson

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

EDWARD JONES

GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

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RICHARDSON, TX · CRD#

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GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Years of Experience

37 years registered in the securities industry

Current & Past Employments

Current

TCBI SECURITIES, INC.Current·CRD# 313304

BD

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

March 3, 2025 - Present

Past

LEXPast·CRD# 304601

BD

New York, NY

June 13, 2022 - March 20, 2023

LIQUIDNET, INC.Past·CRD# 103987

BD

New York, NY

March 3, 2020 - April 11, 2022

MIZUHO SECURITIES USA LLCPast·CRD# 19647

BD

New York, NY

October 4, 2018 - February 25, 2019

GUGGENHEIM SECURITIES, LLCPast·CRD# 40638

BD

New York, NY

September 8, 2014 - October 14, 2016

BARCLAYS CAPITAL INC.Past·CRD# 19714

BD

New York, NY

September 22, 2008 - October 24, 2013

LEHMAN BROTHERS INC.Past·CRD# 7506

BD

New York, NY

October 5, 1994 - September 22, 2008

CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059

BD

New York, NY

November 16, 1992 - August 31, 1994

MORGAN STANLEY & CO. LLCPast·CRD# 8209

BD

New York, NY

November 21, 1989 - June 18, 1992

Similar Advisors

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

EDWARD JONES

GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Current Firm

TS

TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: 8-70682

BD

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone Number

(214) 932-6671

Established

Texas since 03/03/2021

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
TEXAS CAPITAL BANCSHARES, INC.	OWNER	—
ALVARADO, ANNA MARIA	DIRECTOR	4433966
COLPITTS, JOEL BRIAN	PRINCIPAL FINANCIAL OFFICER AND FIN/OP	2376942
CUMMINGS, JOHN WILLIAM	DIRECTOR	2729018
GENYK, STEVEN	MUNICIPAL SECURITIES PRINCIPAL	2324120
GETTY, JOSEPH MATTHEW	AMLCO	6343874
HOLMES, ROBERT C	DIRECTOR	2948416
HOVERMAN, DANIEL STEPHENS	DIRECTOR, PRESIDENT	5281289
RIVERA, JASON	CHIEF COMPLIANCE OFFICER	5010925
SCURLOCK, JOHN MATTHEW	DIRECTOR	7521986
YOUNGBERG, DAVID ALLEN	DIRECTOR	3108225

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

EDWARD JONES

GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

EDWARD JONES

GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(3/3/2025)

RR

Alaska
(3/3/2025)

RR

Arizona
(3/3/2025)

RR

Arkansas
(3/3/2025)

RR

California
(3/3/2025)

RR

Colorado
(3/3/2025)

RR

Connecticut
(3/3/2025)

RR

Delaware
(3/3/2025)

RR

District of Columbia
(3/3/2025)

RR

Florida
(3/3/2025)

RR

Georgia
(3/3/2025)

RR

Hawaii
(3/3/2025)

RR

Idaho
(3/3/2025)

RR

Illinois
(3/3/2025)

RR

Indiana
(3/3/2025)

RR

Iowa
(3/3/2025)

RR

Kansas
(3/3/2025)

RR

Kentucky
(3/3/2025)

RR

Louisiana
(3/3/2025)

RR

Maine
(3/3/2025)

RR

Maryland
(3/3/2025)

RR

Massachusetts
(3/3/2025)

RR

Michigan
(3/3/2025)

RR

Minnesota
(3/3/2025)

RR

Mississippi
(3/3/2025)

RR

Missouri
(3/3/2025)

RR

Montana
(3/3/2025)

RR

Nebraska
(3/3/2025)

RR

Nevada
(3/3/2025)

RR

New Hampshire
(3/3/2025)

RR

New Jersey
(3/3/2025)

RR

New Mexico
(3/3/2025)

RR

New York
(3/3/2025)

RR

North Carolina
(3/3/2025)

RR

North Dakota
(3/3/2025)

RR

Ohio
(3/4/2025)

RR

Oklahoma
(3/3/2025)

RR

Oregon
(3/3/2025)

RR

Pennsylvania
(3/3/2025)

RR

Puerto Rico
(3/3/2025)

RR

Rhode Island
(3/3/2025)

RR

South Carolina
(3/3/2025)

RR

South Dakota
(3/3/2025)

RR

Tennessee
(3/3/2025)

RR

Texas
(3/3/2025)

RR

Utah
(3/3/2025)

RR

Vermont
(3/3/2025)

RR

Virgin Islands
(3/3/2025)

RR

Virginia
(3/3/2025)

RR

Washington
(3/3/2025)

RR

West Virginia
(3/3/2025)

RR

Wisconsin
(3/3/2025)

RR

Wyoming
(3/3/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 55 — Limited Representative-Equity Trader Exam

Passed Mar 2000

Series 7 — General Securities Representative Examination

Passed Nov 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1995About the Series 24 exam

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

SRO Registrations

Texas Stock Exchange LLC

SRO Registrations

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

EDWARD JONES

GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Matthew Walter Johnson's CRS (Customer Relationship Summary).

Similar Advisors

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Farmers Branch, TX · CRD#

ORION WEALTH MANAGEMENT LLC

RICHARDSON, TX · CRD#

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GRAPEVINE, TX · CRD#

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Dallas, TX · CRD#