MJ
Matthew W. Johnson
TCBI SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 1859290
MJ
Professional summary
Matthew Walter Johnson, who also goes by Matt Johnson, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1989. Matthew has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Matt Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Walter Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2025 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201BD
CRD#: 313304
Dallas, TX
Past
June 13, 2022 - March 20, 2023
LEX
BD
CRD#: 304601
NEW YORK, NY
Past
March 3, 2020 - April 11, 2022
LIQUIDNET, INC.
BD
CRD#: 103987
NEW YORK, NY
Past
October 4, 2018 - February 25, 2019
MIZUHO SECURITIES USA LLC
BD
CRD#: 19647
NEW YORK, NY
Past
September 8, 2014 - October 14, 2016
GUGGENHEIM SECURITIES, LLC
BD
CRD#: 40638
NEW YORK, NY
Past
September 22, 2008 - October 24, 2013
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
October 5, 1994 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
November 16, 1992 - August 31, 1994
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 21, 1989 - June 18, 1992
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/3/2025)
RR
Alaska(3/3/2025)
RR
Arizona(3/3/2025)
RR
Arkansas(3/3/2025)
RR
California(3/3/2025)
RR
Colorado(3/3/2025)
RR
Connecticut(3/3/2025)
RR
Delaware(3/3/2025)
RR
District of Columbia(3/3/2025)
RR
Florida(3/3/2025)
RR
Georgia(3/3/2025)
RR
Hawaii(3/3/2025)
RR
Idaho(3/3/2025)
RR
Illinois(3/3/2025)
RR
Indiana(3/3/2025)
RR
Iowa(3/3/2025)
RR
Kansas(3/3/2025)
RR
Kentucky(3/3/2025)
RR
Louisiana(3/3/2025)
RR
Maine(3/3/2025)
RR
Maryland(3/3/2025)
RR
Massachusetts(3/3/2025)
RR
Michigan(3/3/2025)
RR
Minnesota(3/3/2025)
RR
Mississippi(3/3/2025)
RR
Missouri(3/3/2025)
RR
Montana(3/3/2025)
RR
Nebraska(3/3/2025)
RR
Nevada(3/3/2025)
RR
New Hampshire(3/3/2025)
RR
New Jersey(3/3/2025)
RR
New Mexico(3/3/2025)
RR
New York(3/3/2025)
RR
North Carolina(3/3/2025)
RR
North Dakota(3/3/2025)
RR
Ohio(3/4/2025)
RR
Oklahoma(3/3/2025)
RR
Oregon(3/3/2025)
RR
Pennsylvania(3/3/2025)
RR
Puerto Rico(3/3/2025)
RR
Rhode Island(3/3/2025)
RR
South Carolina(3/3/2025)
RR
South Dakota(3/3/2025)
RR
Tennessee(3/3/2025)
RR
Texas(3/3/2025)
RR
Utah(3/3/2025)
RR
Vermont(3/3/2025)
RR
Virgin Islands(3/3/2025)
RR
Virginia(3/3/2025)
RR
Washington(3/3/2025)
RR
West Virginia(3/3/2025)
RR
Wisconsin(3/3/2025)
RR
Wyoming(3/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 3/24/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
Monitor Matthew Johnson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
