PG
Paul E. Grutzner
GALLAGHER FIDUCIARY ADVISORS
Bellevue, WA 98004
Some features on this profile are disabled
CRD#: 1859227
PG
Professional summary
Paul Edward Grutzner, who also goes by Paul Grutzner, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Bellevue, Washington and OSAIC WEALTH, INC. located in Bellevue, Washington.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Paul has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Grutzner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Business Name: Veristone Capital; Investment Related: Yes; Address of Business: 6725 116th Ave., Kirkland, WA 98033; Nature of Business: Real Estate Lending; Position: Board Member; Start Date: 02/01/2022; Hours Devoted during Month: 8 hrs; Time During Trading Hours: 0; Duties: Operations, Systems, Marketing, Growth initiatives 2) Business Name: Breckenridge Drive Rental Home; Investment Related: Yes; Address of Business: 430 Breckenridge Dr, Ronald, WA 98940; Nature of Business: Rental Home; Position: Owner; Start Date: 03/01/2017; Hours Devoted during Month: 0 hrs; Time During Trading Hours: 0; Duties: Owner, we have a rental agency that handles it. 3) Business Name: PB REO; Investment Related: No; Address of Business: 1916 Pi9ke Place #12-722, Seattle, WA 98101; Nature of Business: Real Estate (land); Position: Co-Owner; Start Date: 01/06/2010; Hours Devoted during Month: 0 hrs; Time During Trading Hours: 0; Duties: None. 4)Gallagher Benefit Services,Inc;investment related;2850 Golf Road,Rolling Meadows,IL 60008;retirement plan consulting services;senior area vice president;4/1/2018;40 hrs/month;2 hrs during trading;retirement plan consulting 5)Gallagher Fiduciary Advisors,LLC;investment related;2850 Golf Road,Rolling Meadows,IL 60008;investment consulting;senior area vice president;4/1/2022;140 hrs/month;6 hrs during trading;retirement plan consulting
CRS (Client Relationship Summary) - RIA
Click below to view Paul Edward Grutzner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 9, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 10900 Ne 8th St., Suite 750 Ste 200, Bellevue, WA 98004RIA
CRD#: 146509
Bellevue, WA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 10900 Ne 8th St., Suite 750 Ste 200, Bellevue, WA 98004RIA
BD
CRD#: 23131
Bellevue, WA
Past
April 7, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Bellevue, WA
Past
September 21, 2018 - April 6, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
BELLEVUE, WA
Past
September 21, 2018 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Bellevue, WA
Past
January 13, 2016 - January 14, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
BELLEVUE, WA
Past
November 30, 2010 - October 3, 2018
LPL FINANCIAL LLC
BD
CRD#: 6413
BELLEVUE, WA
Past
November 10, 2010 - April 10, 2019
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
RIA
CRD#: 151298
SEATTLE, WA
Past
March 4, 2008 - December 1, 2010
NRP ADVISORS, INC.
RIA
CRD#: 141430
SEATTLE, WA
Past
November 30, 2006 - October 15, 2008
NRP FINANCIAL, INC.
RIA
CRD#: 103717
SEATTLE, WA
Past
November 30, 2006 - November 30, 2010
NRP FINANCIAL, INC.
BD
CRD#: 103717
SEATTLE, WA
Past
March 4, 2005 - November 30, 2006
FINANCIAL TELESIS INC
RIA
CRD#: 31012
SEATTLE, WA
Past
February 15, 2005 - November 30, 2006
FINANCIAL TELESIS INC
BD
CRD#: 31012
SEATTLE, WA
Past
December 5, 2002 - March 15, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
SEATTLE, WA
Past
June 14, 2002 - March 15, 2005
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
ST. LOUIS, MO
Past
January 26, 1999 - June 27, 2002
CIBC WORLD MARKETS CORP.
RIA
CRD#: 630
SEATTLE, WA
Past
September 4, 1998 - June 27, 2002
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
March 2, 1998 - September 24, 1998
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
March 27, 1992 - March 2, 1998
DAIN RAUSCHER INCORPORATED
BD
CRD#: 7600
Past
December 20, 1988 - April 2, 1992
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/23/2024)
RR
Arizona(8/23/2024)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Hawaii(8/23/2024)
RR
Idaho(8/23/2024)
RR
Illinois(8/23/2024)
RR
Iowa(8/23/2024)
RR
Michigan(8/23/2024)
RR
Minnesota(8/23/2024)
RR
New York(8/23/2024)
RR
Ohio(8/23/2024)
RR
Oregon(8/23/2024)
IAR
Texas(5/10/2022)
RR
Texas(8/23/2024)
IAR
Washington(5/9/2022)
RR
Washington(8/23/2024)
RR
Wisconsin(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
