Deanna P. Lowery
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deanna Price Lowery, who also goes by Deanna Price Kelly, Deanna Louise Price Ms, was a registered financial professional .
Deanna is a previously registered financial professional and started their career in finance in 1988. Deanna had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2014 - December 11, 2019
BB&T SECURITIES, LLC
March 28, 2014 - December 11, 2019
BB&T SECURITIES, LLC
January 21, 2011 - January 16, 2013
SCOTT & STRINGFELLOW, LLC
January 21, 2011 - January 16, 2013
SCOTT & STRINGFELLOW, LLC
September 21, 2010 - January 14, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
September 21, 2010 - January 14, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
July 20, 2009 - June 29, 2010
EDELMAN FINANCIAL SERVICES, LLC
June 25, 2008 - July 20, 2009
EDELMAN FINANCIAL ADVISORS LLC
June 5, 2008 - June 29, 2010
SANDERS MORRIS LLC
July 11, 2003 - April 14, 2008
BI INVESTMENTS, LLC
July 10, 2003 - April 14, 2008
BI INVESTMENTS, LLC
June 6, 2001 - October 8, 2002
CETERA INVESTMENT SERVICES LLC
August 18, 1988 - June 6, 2001
COMPULIFE INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
