Dalton Lee Chandler Ii
Professional Summary
Dalton Lee Chandler II, who also goes by (ii) Dalton Lee Chandler, Dalton Lee Chandler, is a registered financial advisor currently at MRA ADVISORY GROUP located in Paducah, Kentucky. Dalton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Dalton has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 87 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
(ii) Dalton Lee Chandler, Dalton Lee Chandler
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MORRIS RETIREMENT ADVISORS, LLC | MRA ADVISORY GROUP
Contact Information
Main Address
2639 Fruitville Rd Suite 103, Sarasota, FL 34237Mailing Address
14 Walsh Drive Suite 302, Parsippany, NJ 07054Phone Number
(844) 672-7623# of Employees
13SEC notice filing (9 States and Territories)
Registered to provide investment advisory services in 9 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,993AUM (Assets Under Management)
$361,273,117Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
MORRIS RETIREMENT ADVISORS, LLC | MRA ADVISORY GROUP
State Registrations and Notice Filings
(2/27/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Mar 2005About the Series 87 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Dalton Lee Chandler II's CRS (Customer Relationship Summary).
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