Dan Cevallos
Professional summary
Dan Cevallos was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dan is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Dan had worked at 4 firms, which includes LT LAWRENCE & CO. INC., JOSEPHTHAL & CO. INC., FSG SECURITIES INC., SOUTH RICHMOND SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 1996 - February 3, 1997
LT LAWRENCE & CO., INC.
May 3, 1995 - September 20, 1996
JOSEPHTHAL & CO., INC.
October 27, 1994 - April 27, 1995
FSG SECURITIES, INC.
January 10, 1994 - October 21, 1994
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LT LAWRENCE & CO., INC.
CRD#: 31956 / SEC#: , 8-45584
Contact information
Documents
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