John M. Holman
Professional summary
John Michael Holman, who also goes by John Holman, is a registered financial professional currently at DALMORE GROUP LLC located in Cumming, Georgia.
John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 18 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 52TO, SIE, Series 7, Series 14, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Holman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2025 - Present
DALMORE GROUP LLC
April 20, 2017 - October 5, 2020
FIRST SOUTHERN SECURITIES, LLC.
April 20, 2017 - February 26, 2025
FIRST SOUTHERN, LLC
December 19, 2014 - November 30, 2015
V2V SECURITIES LLC
October 21, 2014 - December 5, 2014
BEDMINSTER FINANCIAL GROUP, LIMITED
June 2, 2011 - October 17, 2011
AX TRADING, LLC
August 19, 2010 - December 31, 2014
CAVU SECURITIES LLC
March 26, 2010 - November 1, 2010
ELEVATION, LLC
December 16, 2009 - March 22, 2010
MIDSOUTH CAPITAL, INC.
January 26, 2004 - August 30, 2004
PIPER SANDLER & CO.
December 10, 2001 - January 22, 2004
BNY MELLON SECURITIES LLC
December 4, 2000 - February 22, 2001
SOUNDVIEW TECHNOLOGY CORPORATION
October 12, 1999 - February 20, 2001
WIT CAPITAL CORPORATION
January 26, 1999 - September 22, 1999
UBS FINANCIAL SERVICES INC.
January 28, 1998 - January 4, 1999
TRADE-WELL DISCOUNT INVESTING, LLC.
September 19, 1995 - December 17, 1997
NEBRASKA HUDSON COMPANY, INC.
April 11, 1989 - September 15, 1995
TD AMERITRADE, INC.
September 20, 1988 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 7/9/1990
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
DALMORE GROUP LLC
CRD#: 136352 / SEC#: , 8-67002
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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