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JH

John M. Holman

CUATRO CAPITAL SECURITIES
San Juan, PR 00911
CRD#: 1858866
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JH
John Michael HolmanCUATRO CAPITAL SECURITIES

Professional summary

John Michael Holman, who also goes by John Holman, is a registered financial professional currently at CUATRO CAPITAL SECURITIES LLC located in San Juan, .

John is registered as a RR (Registered Representative) and started their career in finance in 1988. John has worked at 19 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 52TO, SIE, Series 7, Series 14, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Holman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Michael Holman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2026 - Present

CUATRO CAPITAL SECURITIES LLC

Office #1: 1959 Calle Loiza Suite 203, San Juan, PR 00911
BD
CRD#: 328082
San Juan, PR
Past

April 1, 2025 - June 8, 2026

DALMORE GROUP LLC

BD
CRD#: 136352
Cumming, GA
Past

April 20, 2017 - October 5, 2020

FIRST SOUTHERN SECURITIES, LLC.

BD
CRD#: 153133
ALPHARETTA, GA
Past

April 20, 2017 - February 26, 2025

FIRST SOUTHERN, LLC

BD
CRD#: 282756
Alpharetta, GA
Past

December 19, 2014 - November 30, 2015

V2V SECURITIES LLC

BD
CRD#: 131849
New York, NY
Past

October 21, 2014 - December 5, 2014

BEDMINSTER FINANCIAL GROUP, LIMITED

BD
CRD#: 39916
HOLICONG, PA
Past

June 2, 2011 - October 17, 2011

AX TRADING, LLC

BD
CRD#: 154702
STAMFORD, CT
Past

August 19, 2010 - December 31, 2014

CAVU SECURITIES LLC

BD
CRD#: 6906
NEW YORK, NY
Past

March 26, 2010 - November 1, 2010

ELEVATION, LLC

BD
CRD#: 140341
NEW YORK, NY
Past

December 16, 2009 - March 22, 2010

MIDSOUTH CAPITAL, INC.

BD
CRD#: 35039
NEW YORK, NY
Past

January 26, 2004 - August 30, 2004

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

December 10, 2001 - January 22, 2004

BNY MELLON SECURITIES LLC

BD
CRD#: 47268
JERSEY CITY, NJ
Past

December 4, 2000 - February 22, 2001

SOUNDVIEW TECHNOLOGY CORPORATION

BD
CRD#: 15425
OLD GREENWICH, CT
Past

October 12, 1999 - February 20, 2001

WIT CAPITAL CORPORATION

BD
CRD#: 41499
OLD GREENWICH, CT
Past

January 26, 1999 - September 22, 1999

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

January 28, 1998 - January 4, 1999

TRADE-WELL DISCOUNT INVESTING, LLC.

BD
CRD#: 24645
SAN DIEGO, CA
Past

September 19, 1995 - December 17, 1997

NEBRASKA HUDSON COMPANY, INC.

BD
CRD#: 27501
OMAHA, NE
Past

April 11, 1989 - September 15, 1995

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

September 20, 1988 - March 10, 1989

INVESTORS CENTER, INC.

BD
CRD#: 14670

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(5/22/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 12/16/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/17/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/4/1995
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 7/9/1990
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm

CC
CUATRO CAPITAL SECURITIES LLC
CUATRO CAPITAL SECURITIES LLC

CRD#: 328082 / SEC#: , 8-71161

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
1959 Calle Loiza Suite 203, San Juan, PR 00911
Mailing Address
1959 Calle Loiza Suite 203, San Juan, PR 00911
Phone number
(914) 361-9343
Established
Puerto Rico since 03/29/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (20 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NUEDA VIDA VENTURES LLCPARENT COMPANY
BEATON, DANIEL STEWARTFINOP, POO, PFO4240769
BELEW, CHRISTOPHER MICHAELCHIEF EXECUTIVE OFFICER6961894
LAMARI, ANDREA MARIEMANAGING PARTNER6359352
SQUIRE, STEPHEN MALCOLMCHIEF COMPLIANCE OFFICER1596703
TRINH, MICHAELPRESIDENT7014640

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CUATRO CAPITAL SECURITIES LLC

CRD#: 328082San Juan, PR 00911

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