Gerard P. Sweeney
Professional summary
Gerard P Sweeney, who also goes by Jerry Sweeney, is a registered financial professional currently at CP CLIENT SOLUTIONS LLC located in Saratoga Springs, New York.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 1994. Gerard has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard P Sweeney's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2026 - Present
CP CLIENT SOLUTIONS LLC
Office #1: 321 Broadway 5th Floor, Saratoga Springs, NY 12866June 26, 2007 - March 25, 2026
GOLDMAN SACHS & CO. LLC
June 6, 2006 - June 12, 2007
FM PARTNERS HOLDINGS LLC
April 30, 2001 - January 3, 2006
FULCRUM GLOBAL PARTNERS LLC
January 24, 1997 - May 3, 2001
GLEACHER & COMPANY SECURITIES, INC.
August 20, 1996 - January 17, 1997
PRUCO SECURITIES, LLC.
September 7, 1994 - August 7, 1996
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2026)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/13/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
CP CLIENT SOLUTIONS LLC
CRD#: 330402 / SEC#: , 8-71277
Contact information
FINRA licenses (17 States and Territories)
Red Flags
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