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JM

Juan C. Martinez

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CRD#: 1858783
JM

Professional summary

Juan Carlos Martinez was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Juan is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Juan had worked at 3 firms, which includes MBM INVESTMENT CORPORATION, ACUMENT SECURITIES INC., JP MICHAEL CO..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 6, 1994 - March 6, 1997

MBM INVESTMENT CORPORATION

BD
CRD#: 30702
HOUSTON, TX
Past

November 2, 1988 - January 18, 1993

ACUMENT SECURITIES, INC.

BD
CRD#: 7661
SAN FRANCISCO, CA
Past

October 19, 1988 - November 14, 1988

JP MICHAEL CO.

BD
CRD#: 15119

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/26/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/14/1992
General Securities Principal Examination

Current Firm

MI
MBM INVESTMENT CORPORATION
MBM INVESTMENT CORPORATION

CRD#: 30702 / SEC#: , 8-45102

BD
Cancelled by SEC on 06/13/2003
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Contact information

Main Address
Mailing Address
Phone number
Established
Texas since 08/26/1988
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MBM INVESTMENT CORPORATION

CRD#: 30702

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