Gregory S. Brent

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CRD#: 1858718

Professional summary

Gregory Stewart Brent was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Gregory is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Gregory had worked at 7 firms, which includes TRUIST ADVISORY SERVICES INC., TRUIST INVESTMENT SERVICES INC., WELLS FARGO CLEARING SERVICES LLC, AMERIPRISE ADVISOR SERVICES INC., FIRST UNION BROKERAGE SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, NORTH AMERICAN MANAGEMENT INC..

Question & Answer

Are you a "fiduciary"?

Aliases

Greg Stewart Brent | Greg Brent | Gregory S Brent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 10, 2016 - January 11, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

WASHINGTON, DC

Past

August 5, 2009 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

SILVER SPRING, MD

Past

August 5, 2009 - January 11, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

SILVER SPRING, MD

Past

March 26, 2008 - July 28, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WASHINGTON, DC

Past

March 26, 2008 - July 28, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WASHINGTON, DC

Past

September 14, 2007 - March 14, 2008

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

TIMONIUM, MD

Past

September 14, 2007 - March 14, 2008

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

TIMONIUM, MD

Past

October 1, 2000 - September 18, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CATONSVILLE, MD

Past

March 11, 1999 - September 18, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CATONSVILLE, MD

Past

July 19, 1996 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

September 14, 1994 - July 2, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 6, 1993 - June 22, 1994

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/29/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/18/1996

General Securities Principal Examination

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory S. Brent

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NORTH AMERICAN MANAGEMENT, INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/1994

Series 63

Date: 3/29/1993

SIE

Date: 1/11/2017

Series 7

Date: 9/13/1994

Series 6

Date: 3/29/1993

Series 24

Date: 11/18/1996

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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