Kenneth S. Buzek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Samuel Buzek was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1988. Kenneth had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2018 - April 21, 2021
CEDAR BROOK GROUP
December 20, 2010 - November 6, 2019
SECURITIES AMERICA ADVISORS, INC.
January 2, 2003 - December 16, 2010
KIPLINGER WEALTH ADVISORS
April 1, 1996 - March 11, 2021
SECURITIES AMERICA, INC.
December 6, 1988 - April 1, 1996
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CEDAR BROOK GROUP
CRD#: 290670 / SEC#: 801-112173
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,265 |
| AUM (Assets Under Management) | $ 1,718,674,220 |
Red Flags
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