Todd R. Tweedy

BMO FAMILY OFFICE

MENLO PARK, CA 94025

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CRD#: 1858607

Professional summary

Todd Richard Tweedy, CFP® is a registered financial advisor currently at BMO FAMILY OFFICE, LLC located in Menlo Park, California.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Todd has worked at 8 firms and has passed the Series 63, Series 3, Series 82 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DUALLY EMPLOYED BY MYCFO AND HARRIS INVESTOR SERVICES, INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Richard Tweedy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

February 25, 2004 - Present

BMO FAMILY OFFICE, LLC

Office #1: 1080 Marsh Road Ste.100, Menlo Park, CA 94025

RIA

CRD#: 110264

MENLO PARK, CA

Past

December 18, 2008 - October 5, 2009

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

CHICAGO, IL

Past

December 16, 2005 - April 9, 2007

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

CHICAGO, IL

Past

December 17, 2003 - December 31, 2005

HARRISDIRECT LLC

RIA

CRD#: 42159

REDWOOD CITY, CA

Past

November 1, 2002 - December 31, 2005

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

October 4, 2002 - October 16, 2002

MYCFO SECURITIES, LLC

CRD#: 111657

SAN FRANCISCO, CA

Past

December 21, 2000 - June 11, 2001

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

April 26, 1999 - July 6, 1999

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

August 9, 1991 - January 28, 1992

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

August 18, 1988 - December 31, 1990

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

August 18, 1988 - January 28, 1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BMO FAMILY OFFICE, LLC

CRD#: 110264 / SEC#: 801-56868

RIA

Registered Investment Advisory firm - (10/20/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/25/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/16/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 12/31/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 82

Date: 10/11/2002

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 6

Date: 4/16/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BMO FAMILY OFFICE, LLC

CRD#: 110264 / SEC#: 801-56868

RIA

Registered Investment Advisory firm - (10/20/1999 Approved)

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Contact information

Main Address

320 South Canal Street Floor 12, Chicago, IL 60606

Mailing Address

Phone number

(650) 210-5042

Established

Firm type

Fiscal year end

# of Employees

120

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BMO FAMILY OFFICE, LLC ADV PART 2A (1/27/2025)

Regulatory assets under management

Total Number of Accounts	5,520
AUM (Assets Under Management)	$ 8,129,615,220

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
08/26/2024	Cover Page	Report
09/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd R. Tweedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Richard Tweedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO HARRIS FINANCIAL ADVISORS, INC.

BMO HARRIS FINANCIAL ADVISORS, INC.

HARRISDIRECT LLC

HARRISDIRECT LLC

MYCFO SECURITIES, LLC

NEW ENGLAND SECURITIES

MUTUAL SERVICE CORPORATION

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

Primary Firm SEC Registration

BMO FAMILY OFFICE, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/16/1999

Series 3

Date: 12/31/2012

Series 82

Date: 10/11/2002

Series 6

Date: 4/16/1999

Current Firm

BMO FAMILY OFFICE, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

BMO FAMILY OFFICE, LLC

TRUST BUT VERIFY

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