Timothy A. Bray

TOUCHSTONE ADVISORS

Rosemount, MN

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CRD#: 1858477

Professional summary

Timothy Allen Bray, who also goes by Tim Bray, is a registered financial advisor currently at TOUCHSTONE ADVISORS INC located in Rosemount, Minnesota and TOUCHSTONE SECURITIES, INC. located in Cincinnati, Ohio.

Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Timothy has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, Series 62, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tim Bray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of other business: Tim Bray; Not investment related; Address of other business: Rosemount, MN 55068; Nature of other business: Officiate a wedding occasionally; Position: Ministerial - performing wedding; Start date: 9/30/2022; Approximate number of hours per month: 0-4; Approximate number of hours per month during trading hours: 0; Duties include: Officiate a wedding. 2) Provide business-to-business marketing and solicitation activities to downstream intermediaries regarding Separately Managed Accounts and Model Portfolio Delivery options of select advisers contracted with Touchstone Securities. Approximately two hours per business week during trading hours, compensated via an override as percentage of management fee.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Allen Bray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 20, 2019 - Present

TOUCHSTONE ADVISORS INC

RIA

CRD#: 107028

Rosemount, MN

Current

July 20, 2010 - Present

TOUCHSTONE SECURITIES, INC.

Office #1: 303 Broadway Suite 1100, Cincinnati, OH 45202

CRD#: 1526

CINCINNATI, OH

Past

May 13, 2009 - July 9, 2010

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

SAINT PAUL, MN

Past

June 8, 2007 - January 28, 2009

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

April 25, 2007 - May 1, 2007

ICON DISTRIBUTORS, INC.

CRD#: 28568

GREENWOOD VILLAGE, CO

Past

September 11, 2006 - March 16, 2007

ENTERPRISE FUND DISTRIBUTORS, INC.

CRD#: 883

ATLANTA, GA

Past

September 2, 1998 - August 23, 2006

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

June 15, 1995 - August 28, 1998

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Past

February 7, 1995 - May 5, 1995

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

January 27, 1994 - January 23, 1995

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

Past

January 24, 1992 - January 27, 1993

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

July 20, 1988 - December 6, 1988

KIMBRIDGE & CO., INC.

CRD#: 15631

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - (2/28/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(3/15/2017)

Arizona
(3/15/2017)

California
(10/25/2017)

Colorado
(3/15/2017)

Florida
(11/29/2023)

Hawaii
(10/25/2017)

Idaho
(3/15/2017)

Illinois
(5/6/2021)

Iowa
(5/6/2021)

Kansas
(5/6/2021)

Louisiana
(10/25/2017)

Maryland
(12/19/2024)

Minnesota
(7/20/2010)

Mississippi
(12/19/2022)

Missouri
(5/6/2021)

Montana
(3/15/2017)

Nebraska
(7/20/2010)

Nevada
(3/15/2017)

New Mexico
(3/15/2017)

North Dakota
(7/20/2010)

Ohio
(7/20/2010)

IAR

Ohio
(6/20/2019)

Oklahoma
(3/15/2017)

Oregon
(3/15/2017)

Pennsylvania
(12/19/2024)

Puerto Rico
(11/29/2023)

South Dakota
(7/20/2010)

Texas
(3/15/2017)

Utah
(3/15/2017)

Virgin Islands
(11/21/2024)

Washington
(3/15/2017)

Wisconsin
(7/20/2010)

Wyoming
(3/15/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/29/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 1/12/1996

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 9/12/1995

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/1/1995

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - (2/28/1994 Approved)

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Contact information

Main Address

303 Broadway Suite 1100, Cincinnati, OH 45202-4203

Mailing Address

Phone number

(513) 362-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 29,132,797,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy A. Bray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Allen Bray's CRS (Customer Relationship Summary).

Certified licenses

Experience

TOUCHSTONE SECURITIES, INC.

U.S. BANCORP INVESTMENTS, INC.

RIVERSOURCE DISTRIBUTORS, INC.

ICON DISTRIBUTORS, INC.

ENTERPRISE FUND DISTRIBUTORS, INC.

PIPER SANDLER & CO.

TRUSTED SECURITIES ADVISORS CORP.

OSAIC WEALTH, INC.

TRUSTED SECURITIES ADVISORS CORP.

PIPER SANDLER & CO.

KIMBRIDGE & CO., INC.

Primary Firm SEC Registration

TOUCHSTONE ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2019

Series 63

Date: 1/29/1992

Series 52TO

Date: 9/25/2025

Series 62

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/22/1992

Series 4

Date: 1/12/1996

Series 53

Date: 9/12/1995

Series 24

Date: 3/1/1995

FINRA

Current Firm

TOUCHSTONE ADVISORS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

TOUCHSTONE ADVISORS INC

TRUST BUT VERIFY

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