Donald L. Clark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Lee Clark, who also goes by Don Clark, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1988. Donald had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 1993 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
August 25, 1988 - November 27, 2000
IDS LIFE INSURANCE COMPANY
August 25, 1988 - November 27, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
AMERICAN EXPRESS SERVICE CORPORATION
CRD#: 10518 / SEC#: , 8-27456
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
