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Michael D. Thompson

ASPEN GROVE INVESTMENT MANAGEMENT
Hayden, ID
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CRD#: 1858393
MT

Professional summary


Michael Donnell Thompson, who also goes by Michael Thompson, is a registered financial advisor currently at ASPEN GROVE INVESTMENT MANAGEMENT, LLC located in Hayden, Idaho.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 3 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael Thompson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ASPEN GROVE INVESTMENT MANAGEMENT LLS, MANAGING MEMBER

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Donnell Thompson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 8, 2009 - Present

ASPEN GROVE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 150038
Hayden, ID
Past

June 2, 2000 - May 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
COEUR D'ALENE, ID
Past

May 30, 2000 - May 6, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
COEUR D'ALENE, ID
Past

July 29, 1996 - March 24, 1999

OSAIC WEALTH, INC.

BD
CRD#: 23131
SCOTTSDALE, AZ
Past

August 10, 1994 - June 1, 1995

WEALTH RESOURCE CAPITAL CORPORATION

BD
CRD#: 10367
NEWPORT BEACH, CA
Past

July 15, 1992 - April 20, 1994

BNY MELLON SECURITIES CORPORATION

BD
CRD#: 231
NEW YORK, NY
Past

July 20, 1988 - October 16, 1993

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/19/2025)
IAR
Idaho
(5/8/2009)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/13/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 31
Date: 9/2/2004
Futures Managed Funds Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AG
ASPEN GROVE INVESTMENT MANAGEMENT, LLC
ASPEN GROVE INVESTMENT MANAGEMENT, LLC

CRD#: 150038 / SEC#:

California
Registered Investment Advisory firm - (1/4/2011 Approved)
Idaho
Registered Investment Advisory firm - (5/5/2009 Approved)
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Contact information


Main Address
Hayden, ID
Mailing Address
Phone number
(208) 762-1200
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts246
AUM (Assets Under Management)$ 46,490,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ASPEN GROVE INVESTMENT MANAGEMENT, LLC

CRD#: 150038Hayden, ID

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