Michael D. Thompson
Professional summary
Michael Donnell Thompson, who also goes by Michael Thompson, is a registered financial advisor currently at ASPEN GROVE INVESTMENT MANAGEMENT, LLC located in Hayden, Idaho.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Donnell Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2009 - Present
ASPEN GROVE INVESTMENT MANAGEMENT, LLC
June 2, 2000 - May 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 2000 - May 6, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 29, 1996 - March 24, 1999
OSAIC WEALTH, INC.
August 10, 1994 - June 1, 1995
WEALTH RESOURCE CAPITAL CORPORATION
July 15, 1992 - April 20, 1994
BNY MELLON SECURITIES CORPORATION
July 20, 1988 - October 16, 1993
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/19/2025)
(5/8/2009)
Exams
Current Firm
ASPEN GROVE INVESTMENT MANAGEMENT, LLC
CRD#: 150038 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 246 |
| AUM (Assets Under Management) | $ 46,490,000 |
Red Flags
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