MF
Michelle Fredenburg
CANTOR FITZGERALD & CO.
Memphis, TN 38119
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CRD#: 1858363
MF
Professional summary
Michelle Fredenburg, who also goes by Michele Fredenburg Arriaga, Michele Leanne Fredenburg, Michele Fredenburg, Fredenburg, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Memphis, Tennessee.
Michelle is registered as a RR (Registered Representative) and started their career in finance in 1988. Michelle has worked at 9 firms and has passed the Series 63, Series 52TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michele Fredenburg Arriaga | Michele Leanne Fredenburg | Michele Fredenburg | Fredenburg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michelle Fredenburg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2004 - Present
CANTOR FITZGERALD & CO.
Office #1: 6410 Poplar Avenue Suite 700, Memphis, TN 38119BD
CRD#: 134
Memphis, TN
Past
July 1, 1996 - November 29, 2004
COASTAL SECURITIES, INC.
BD
CRD#: 27834
HOUSTON, TX
Past
April 14, 1994 - July 1, 1996
GSC SECURITIES, INC.
BD
CRD#: 17013
Past
April 14, 1994 - July 1, 1996
GOVERNMENT SECURITIES CORPORATION
BD
CRD#: 19698
Past
November 10, 1992 - July 12, 1993
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
July 15, 1992 - November 16, 1992
WESTCAP SECURITIES, L.P.
BD
CRD#: 7301
HOUSTON, TX
Past
July 15, 1992 - November 16, 1992
WESTCAP GOVERNMENT SECURITIES, INC.
BD
CRD#: 19645
Past
October 21, 1988 - May 23, 1989
R. A. JOHNSON AND COMPANY, INC.
BD
CRD#: 10262
SALT LAKE CITY, UT
Past
October 19, 1988 - October 21, 1988
UNDERWOOD, NEUHAUS & CO., INCORPORATED
BD
CRD#: 839
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/27/2022)
RR
Arkansas(8/26/2019)
RR
California(5/11/2018)
RR
Colorado(8/26/2019)
RR
Connecticut(5/16/2013)
RR
Delaware(4/16/2025)
RR
Florida(1/5/2023)
RR
Georgia(2/8/2018)
RR
Hawaii(2/7/2019)
RR
Illinois(2/7/2019)
RR
Indiana(6/5/2018)
RR
Kansas(1/17/2025)
RR
Kentucky(10/28/2019)
RR
Louisiana(12/12/2014)
RR
Maryland(2/7/2019)
RR
Massachusetts(6/10/2020)
RR
Michigan(12/3/2004)
RR
Minnesota(12/15/2015)
RR
Mississippi(2/7/2019)
RR
Missouri(5/9/2025)
RR
New Jersey(5/16/2013)
RR
New York(9/16/2005)
RR
North Carolina(1/7/2022)
RR
Ohio(9/19/2005)
RR
Oklahoma(3/22/2019)
RR
Pennsylvania(3/17/2025)
RR
Puerto Rico(2/7/2019)
RR
Rhode Island(2/7/2019)
RR
Tennessee(8/5/2008)
RR
Texas(12/3/2004)
RR
Virginia(2/3/2021)
RR
Wisconsin(2/7/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CANTOR FITZGERALD & CO.
CANTOR DIRECT A DIVISION OF CANTOR FITZGERALD & CO. | CANTOR, FITZGERALD & CO., INC. | CANTOR FITZGERALD & CO.
CRD#: 134 / SEC#: , 8-201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
110 East 59th Street 4th Floor, New York, NY, 10022
Mailing Address
110 East 59th Street 4th Floor, New York, NY, 10022
Phone number
(212) 938-5000
Established
New York since 09/25/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CFS CF & CO I HOLDINGS, L.P. | MANAGING GENERAL PARTNER | |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| BANDELIER, PASCAL DANIEL | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF EQUITIES | 4424051 |
| CFLP CF&CO I HOLDINGS, L.P. | LIMITED PARTNER | |
| KELLY, SAGE NOLAN | CO-CHIEF EXECUTIVE OFFICER /GLOBAL HEAD OF INVESTMENT BANKING | 2528122 |
| MERKEL, STEPHEN MARCUS | EXECUTIVE MANAGING DIRECTOR, CHIEF LEGAL OFFICER, GENERAL COUNSEL & SECRETARY | 2366318 |
| SALINAS, DANNY | CHIEF FINANCIAL OFFICER | 6184109 |
| SHIELDS, WILLIAM MICHAEL | CHIEF COMPLIANCE OFFICER | 2380166 |
| WALL, CHRISTIAN DOUGLAS | CO-CHIEF EXECUTIVE OFFICER/GLOBAL HEAD OF FIXED INCOME | 2751397 |
Disclosures
| Regulatory Event | 97 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CANTOR FITZGERALD & CO.
CRD#: 134Memphis, TN 38119TRUST BUT VERIFY
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