Douglas N. Colombo

BULL MARKET SECURITIES

Miami, FL 33130

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CRD#: 1858351

Professional summary

Douglas Nmn Colombo, who also goes by Douglas Colombo Mr., Douglas Colombo, is a registered financial professional currently at BULL MARKET SECURITIES, INC. located in Miami, Florida and JOSEPH GUNNAR & CO. LLC located in Uniondale, New York.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 1990. Douglas has worked at 20 firms and has passed the Series 63, Series 57TO, Series 52TO, Series 99TO, Series 79TO, SIE, Series 55, Series 7, Series 14, Series 24, Series 53 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Douglas Colombo Mr. | Douglas Colombo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

Click below to view Douglas Nmn Colombo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2016 - Present

BULL MARKET SECURITIES, INC.

Office #1: 175 Sw 7th Street Suite 1616, Miami, FL 33130

CRD#: 282480

Miami, FL

Current

January 29, 2019 - Present

JOSEPH GUNNAR & CO. LLC

Office #1: 1000 Rxr Plaza, Uniondale, NY 11556

RIA

CRD#: 24795

UNIONDALE, NY

Current

March 11, 2022 - Present

NOVA CAPITAL SOLUTIONS, LLC

Office #1: 2125 E. Atlantic Boulevard, Pompano Beach, FL 33062

CRD#: 174636

Pompano Beach, FL

Current

April 12, 2022 - Present

LBMZ SECURITIES, INC.

Office #1: 101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705

CRD#: 7874

CHICAGO, IL

Past

August 25, 2021 - June 19, 2025

THE ULTIMA GLOBAL MARKETS (USA), INC.

CRD#: 47895

NEW YORK, NY

Past

July 30, 2021 - August 16, 2024

CAPFI PARTNERS LLC

CRD#: 113795

NEW YORK, NY

Past

May 12, 2021 - October 6, 2022

SC LOWY FINANCIAL (US) LLC

CRD#: 305918

NEW YORK CITY, NY

Past

July 7, 2017 - June 15, 2018

METRIC POINT CAPITAL, LLC

CRD#: 287519

AUSTIN, TX

Past

February 28, 2017 - December 11, 2020

SWEDBANK SECURITIES US, LLC

CRD#: 141190

NEW YORK, NY

Past

January 8, 2016 - September 16, 2016

GLOBAL FINANCIAL SERVICES, L.L.C.

CRD#: 35699

HOUSTON, TX

Past

December 24, 2015 - September 19, 2016

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

September 9, 2015 - July 6, 2022

ENCLAVE CAPITAL LLC

CRD#: 22732

NEW YORK, NY

Past

June 13, 2011 - June 29, 2015

OTKRITIE CAPITAL U.S. INC.

CRD#: 155187

NEW YORK, NY

Past

November 14, 2008 - August 9, 2010

ADVANCED EQUITIES, INC.

CRD#: 35545

CHICAGO, IL

Past

September 25, 2007 - April 1, 2008

UNICREDIT CAPITAL MARKETS LLC

CRD#: 7789

NEW YORK, NY

Past

October 21, 2004 - September 18, 2007

ATON SECURITIES, INC.

CRD#: 100841

NEW YORK, NY

Past

March 5, 2002 - October 15, 2004

THE ULTIMA GLOBAL MARKETS (USA), INC.

CRD#: 47895

NEW YORK, NY

Past

April 2, 2001 - February 28, 2002

CAROLINAS INVESTMENT CONSULTING LLC

CRD#: 104379

CHARLOTTE, NC

Past

April 29, 1996 - December 31, 2001

PMK SECURITIES & RESEARCH, INC.

CRD#: 40145

DELRAY BEACH, FL

Past

April 9, 1996 - May 24, 1996

RUAN SECURITIES CORPORATION

CRD#: 16276

DES MOINES, IA

Past

November 7, 1990 - October 12, 1994

CROWN FINANCIAL ASSOCIATES, INC.

CRD#: 22172

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/12/2022)

Exams

State Security Law Exam

Series 63

Date: 1/16/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 6/3/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/17/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 4/25/2002

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 1/12/1999

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 11/5/1990

Financial and Operations Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

LBMZ SECURITIES, INC.

LBMZ SECURITIES, INC. | ZACKS TRADE | ZACKS AND COMPANY | ZACKS & COMPANY, INC. | ZACKS & COMPANY

CRD#: 7874 / SEC#: , 8-23266

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705

Mailing Address

101 North Wacker Drive Suite 1500, Chicago, IL 60606-1705

Phone number

(312) 630-9880

Established

Illinois since 09/20/1978

Firm type

Corporation

Fiscal year end

November

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FRANCINE ZACKS 2012 GIFT TRUST	OWNER
CALDER, JUDITH ANN	CHIEF COMPLIANCE OFFICER	38260
COLOMBO, DOUGLAS NMN	FINOP	1858351
ZACKS, LEONARD HARVEY	PRESIDENT & DIRECTOR	806891
ZACKS, MITCHEL ETHAN	TRUSTEE FOR THE FRANCINE ZACKS 2012 GIFT TRUST	2649079

Disclosures

Regulatory Event

Red Flags

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Douglas N. Colombo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Nmn Colombo's CRS (Customer Relationship Summary).

Certified licenses

Experience

JOSEPH GUNNAR & CO. LLC

NOVA CAPITAL SOLUTIONS, LLC

LBMZ SECURITIES, INC.

THE ULTIMA GLOBAL MARKETS (USA), INC.

CAPFI PARTNERS LLC

SC LOWY FINANCIAL (US) LLC

METRIC POINT CAPITAL, LLC

SWEDBANK SECURITIES US, LLC

GLOBAL FINANCIAL SERVICES, L.L.C.

SANDERS MORRIS LLC

ENCLAVE CAPITAL LLC

OTKRITIE CAPITAL U.S. INC.

ADVANCED EQUITIES, INC.

UNICREDIT CAPITAL MARKETS LLC

ATON SECURITIES, INC.

THE ULTIMA GLOBAL MARKETS (USA), INC.

CAROLINAS INVESTMENT CONSULTING LLC

PMK SECURITIES & RESEARCH, INC.

RUAN SECURITIES CORPORATION

CROWN FINANCIAL ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/16/2004

Series 57TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 6/3/2005

Series 7

Date: 8/17/1992

Series 14

Date: 1/2/2023

Series 24

Date: 4/25/2002

Series 53

Date: 1/12/1999

Series 27

Date: 11/5/1990

FINRA

Nasdaq Stock Market

Current Firm

LBMZ SECURITIES, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LBMZ SECURITIES, INC.

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