Douglas F. Bales
Professional summary
Douglas Francis Bales is a registered financial advisor currently at INTREPID FINANCIAL PLANNING GROUP, LLC located in Carmel, Indiana.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Douglas has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Francis Bales's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2000 - Present
INTREPID FINANCIAL PLANNING GROUP, LLC
Office #1: 2454 E. 116th Street, Carmel, IN 46032January 2, 2004 - December 31, 2006
MORRIS GROUP, INC.
March 2, 2000 - December 31, 2003
WATERSTONE FINANCIAL GROUP, INC.
April 5, 1989 - October 9, 1998
JOHN HANCOCK DISTRIBUTORS LLC
August 2, 1988 - January 31, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 2, 1988 - January 31, 1989
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
INTREPID FINANCIAL PLANNING GROUP, LLC
CRD#: 112196 / SEC#: 801-61020
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/17/2009)
(5/31/2005)
(5/23/2005)
(1/14/2000)
(11/6/2025)
(7/23/2019)
(1/9/2024)
(1/7/2013)
(1/24/2008)
(4/25/2018)
Exams
Current Firm
INTREPID FINANCIAL PLANNING GROUP, LLC
CRD#: 112196 / SEC#: 801-61020
Contact information
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,407 |
| AUM (Assets Under Management) | $ 354,978,804 |
Red Flags
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