Kimberly C. Good

KCG INVESTMENT ADVISORY SERVICES LLC

Savannah, GA 31406

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CRD#: 1858207

Professional summary

Kimberly Caris Good, CFP®, ChFC®, CIMA®, CLU®, CPWA®, who also goes by Kim Backus, Kimberly C Backus, Kimberly Caris Backus, Kimberly Sue Backus, Kimberly Sue Caris, is a registered financial advisor currently at KCG INVESTMENT ADVISORY SERVICES LLC located in Savannah, Georgia.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Kimberly has worked at 7 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kim Backus | Kimberly C Backus | Kimberly Caris Backus | Kimberly Sue Backus | Kimberly Sue Caris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent, since 2006, 1 hour/month; non-investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Caris Good's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

ChFC^®

Chartered Financial Consultant

CIMA^®

Certified Investment Management Analyst

CLU^®

Chartered Life Underwriter

CPWA^®

Certified Private Wealth Advisor

Start date: 2020-07-13

Expire date: 2023-05-31

Experience

Current

January 3, 2024 - Present

KCG INVESTMENT ADVISORY SERVICES LLC

Office #1: 315 Commercial Drive C-1, Savannah, GA 31406

RIA

CRD#: 328814

Savannah, GA

Past

January 19, 2021 - December 31, 2023

DESTINY WEALTH PARTNERS, LLC

RIA

CRD#: 171346

SAVANNAH, GA

Past

May 6, 2009 - April 21, 2021

KCG INVESTMENT ADVISORY SERVICES LLC

RIA

CRD#: 150083

SAVANNAH, GA

Past

December 15, 2008 - March 18, 2009

ALPHA FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 125800

SAVANNAH, GA

Past

February 16, 2001 - June 13, 2006

TISCH INVESTMENT ADVISORY INC

RIA

CRD#: 109862

ANN ARBOR, MI

Past

August 12, 1997 - August 17, 2000

NATCITY INVESTMENTS, INC.

CRD#: 17490

CLEVELAND, OH

Past

August 8, 1988 - April 8, 1997

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/27/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/11/1989

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/29/1988

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/5/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

KCG INVESTMENT ADVISORY SERVICES LLC

CRD#: 328814 / SEC#:

Georgia

Registered Investment Advisory firm - (1/3/2024 Approved)

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Contact information

Main Address

315 Commercial Dr C1, Savannah, GA 31406

Mailing Address

Phone number

(912) 335-8071

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	144
AUM (Assets Under Management)	$ 47,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kimberly C. Good

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Caris Good's CRS (Customer Relationship Summary).

Certified licenses

Experience

DESTINY WEALTH PARTNERS, LLC

KCG INVESTMENT ADVISORY SERVICES LLC

ALPHA FINANCIAL MANAGEMENT, INC.

TISCH INVESTMENT ADVISORY INC

NATCITY INVESTMENTS, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/27/1988

Series 7

Date: 2/11/1989

Series 22

Date: 12/29/1988

Series 6

Date: 8/5/1988

Current Firm

KCG INVESTMENT ADVISORY SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KCG INVESTMENT ADVISORY SERVICES LLC

TRUST BUT VERIFY

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