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Andrew Campbell Berry

CRD# 1858131·Registered 1988 - 1995
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Campbell Berry, who also goes by Andy Berry, Drew Berry, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1988 - 1995. Andrew had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andy Berry, Drew Berry

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

SPENCER EDWARDS, INC.·CRD# 22067
BD
Centennial, CO
May 26, 1995 - September 22, 1995
INTERFIRST CAPITAL CORPORATION·CRD# 7659
BD
Los Angeles, CA
October 7, 1994 - June 14, 1995
TAMARON INVESTMENTS, INC.·CRD# 14929
BD
Englewood, CO
January 28, 1991 - October 7, 1994
ROYCE PARK INVESTMENTS, INC.·CRD# 16539
BD
May 16, 1990 - December 31, 1990
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
November 14, 1989 - May 17, 1990
FIRST CHOICE SECURITIES CORP.·CRD# 17021
BD
January 25, 1989 - November 27, 1989
WILLIAM BARTON FINANCIAL, INC.·CRD# 13893
BD
July 19, 1988 - March 16, 1989

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Current Firm

SE
SPENCER EDWARDS, INC.

EMERALD SECURITIES, INC. | WORLD SECURITIES CORPORATION | SPENCER EDWARDS, INC.

CRD#: 22067 / SEC#: 8-39511
BD
Terminated by SEC on 03/01/2019

Contact Information

Established

Colorado since 10/22/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PRIMARC HOLDING CORP.PARENT COMPANY—
FLEMMING, DONNA JEANCHIEF FINANCIAL OFFICER/FINOP1791388
FLEMMING, DONNA JEANPRESIDENT, CHIEF EXECUTIVE OFFICER1791388
KASZYCKI, JOHN EDWARDCHIEF COMPLIANCE OFFICER264844
RICHARDSON, THOMAS CRAIGMANAGER OF TRADING867402

Disclosures

Regulatory Event

18

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jul 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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