Andrew C. Berry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Campbell Berry, who also goes by Andy Berry, Drew Berry, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1988. Andrew had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 1995 - September 22, 1995
SPENCER EDWARDS, INC.
October 7, 1994 - June 14, 1995
INTERFIRST CAPITAL CORPORATION
January 28, 1991 - October 7, 1994
TAMARON INVESTMENTS, INC.
May 16, 1990 - December 31, 1990
ROYCE PARK INVESTMENTS, INC.
November 14, 1989 - May 17, 1990
NATIONAL SECURITIES CORPORATION
January 25, 1989 - November 27, 1989
FIRST CHOICE SECURITIES CORP.
July 19, 1988 - March 16, 1989
WILLIAM BARTON FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPENCER EDWARDS, INC.
CRD#: 22067 / SEC#: , 8-39511
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
