Daniel G. Lescoezec

RITTER DANIHER FINANCIAL ADVISORY LLC

Mentor, OH 44060

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CRD#: 1858011

Professional summary

Daniel Gilbert Lescoezec, ChFC® is a registered financial advisor currently at RITTER DANIHER FINANCIAL ADVISORY LLC located in Mentor, Ohio.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Daniel has worked at 6 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I RECEIVE COMMISSIONS FROM VARIOUS INSURANCE COMPANIES ON NEW AND EXISTING LIFE,ANNUITY AND LONG TERM CARE INSURANCE POLICIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gilbert Lescoezec's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

September 15, 2025 - Present

RITTER DANIHER FINANCIAL ADVISORY LLC

Office #1: 9930 Johnnycake Ridge Road Unit 5d, Mentor, OH 44060

RIA

CRD#: 321827

Mentor, OH

Past

November 8, 2013 - October 1, 2025

HICKORY ASSET MANAGEMENT, INC.

RIA

CRD#: 167955

CONCORD, OH

Past

April 7, 2005 - November 11, 2013

L.M. KOHN & COMPANY

RIA

CRD#: 27913

CONCORD, OH

Past

April 5, 2005 - November 11, 2013

L.M. KOHN & COMPANY

CRD#: 27913

CONCORD, OH

Past

August 21, 2002 - November 8, 2002

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

CONCORD, OH

Past

February 24, 2000 - April 5, 2005

VALMARK ADVISERS, INC.

RIA

CRD#: 108050

CONCORD, OH

Past

November 16, 1999 - April 5, 2005

VALMARK SECURITIES, INC.

CRD#: 31243

AKRON, OH

Past

July 22, 1988 - November 15, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RITTER DANIHER FINANCIAL ADVISORY LLC

HICKORY ASSET MANAGEMENT | RITTER DANIHER FINANCIAL ADVISORY LLC

CRD#: 321827 / SEC#: 801-125847

RIA

Registered Investment Advisory firm - (6/13/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/15/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/6/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/18/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/11/1989

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/21/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RITTER DANIHER FINANCIAL ADVISORY LLC

HICKORY ASSET MANAGEMENT | RITTER DANIHER FINANCIAL ADVISORY LLC

CRD#: 321827 / SEC#: 801-125847

RIA

Registered Investment Advisory firm - (6/13/2022 Approved)

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Contact information

Main Address

7661 Beechmont Avenue Suite 200, Cincinnati, OH 45255

Mailing Address

Phone number

(513) 233-0715

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RITTER DANIHER FINANCIAL ADVISORY ADV PART 2A (9/8/2025)

Regulatory assets under management

Total Number of Accounts	1,318
AUM (Assets Under Management)	$ 605,911,373

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel G. Lescoezec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Gilbert Lescoezec's CRS (Customer Relationship Summary).

Certified licenses

Experience

HICKORY ASSET MANAGEMENT, INC.

L.M. KOHN & COMPANY

L.M. KOHN & COMPANY

VALMARK ADVISERS, INC.

VALMARK ADVISERS, INC.

VALMARK SECURITIES, INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

RITTER DANIHER FINANCIAL ADVISORY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/6/2012

Series 63

Date: 11/18/2000

Series 7

Date: 2/11/1989

Series 6

Date: 7/21/1988

Current Firm

RITTER DANIHER FINANCIAL ADVISORY LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RITTER DANIHER FINANCIAL ADVISORY LLC

TRUST BUT VERIFY

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